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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Aaron Nicodemus2023-12-11T17:42:00
As if creating policies and procedures to handle employee use of off-channel communications is not difficult enough, there is a subset of channels that can be even more nettlesome: ephemeral messaging.
Ephemeral messaging platforms are apps and electronic communication channels where messages are automatically deleted after a set time. Examples include WhatsApp, Telegram, Snapchat, and Signal.
Some ephemeral communications apps, like WhatsApp, also feature end-to-end encryption, which can make it difficult to recover messages in transit. Both the automatic deletion and encryption features of these apps complicate the recovery of evidence during a corporate internal investigation or when complying with a request for information or subpoena.
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News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
Annual Membership $499 Value offer
Full price one year membership with auto-renewal.
Membership $599
One-year only, no auto-renewal.
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A recent survey by surveillance technology firm SteelEye found most financial institutions do not monitor their employees’ use of social media or factor in market risks exacerbated by social media posts.
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When the DOJ released its revised Evaluation of Corporate Compliance Programs, it turned some heads. Tucked into a section on risk assessments was a strongly worded series of questions that appeared to shoulder compliance teams with the responsibility for ensuring the safe use of AI tools by their firms.
2024-12-12T14:32:00Z By Aaron Nicodemus
The Department of Justice’s Evaluation of Corporate Compliance Programs has made the importance of artificial intelligence governance frameworks clear, but it didn’t say what role compliance should play. Here’s the answer.
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