All Risk Management articles – Page 96
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ArticleEverest Capital settles SEC charges for risk management failures
The Securities and Exchange Commission settled charges against investment adviser Everest Capital and its sole principal for risk management failures stemming from a bad currency bet on the Swiss franc.
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Resourcee-Book: Tackling Coronavirus Risk
This e-Book is a compilation of Compliance Week’s coverage on the unprecedented Coronavirus pandemic. As our society continues in a work-from-home digital model, learn how to continuously protect your company and employees from the risks.
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ArticleWatch out: Why luxury wristwear could be sign of corruption
Financial crime expert Martin Woods reviews the DOJ’s recent charges against ex-FBI agent Babak Broumand and how a gold Rolex watch led down a path of alleged corruption.
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ArticleCurrent cyber-environment calls for proactive approach
The conventional wisdom on cyber-security is to play defense and respond quickly to breaches. But these are not normal times, and proper cyber-hygiene is more important than ever.
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ResourceWhite paper: Reinventing Security, Risk & Compliance Practices Through COVID-19
The COVID-19 pandemic has introduced us to a new reality. Every aspect of business has been impacted—from supply chain operations to risk measurement to stakeholder communication.
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ArticleM&A due diligence landscape forever altered by coronavirus pandemic
The coronavirus pandemic has affected both the risk landscape and the diligence protocols for merger and acquisition transactions at every stage of the game. But while deal terms may be negotiable, what should be non-negotiable is the compliance function’s role in M&A transactions.
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Article
ICA, ICTTF partner on new cyber-risk offering
The International Compliance Association announced it has partnered with the International Cyber Threat Task Force to offer a new program in cyber-risk management.
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ArticleSix steps to emerging from coronavirus with a strengthened compliance program
One day—maybe in the not-too-distant future—we will emerge from the coronavirus pandemic to some semblance of normalcy, a “normal” likely different from the one we left a few months ago. How do we best prepare for this next chapter?
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ArticleFive tips when moving from the second line of defense to the first
The Three Lines of Defense model is an important one for managing risks within a business. For someone working in the second line to find themselves moving on to the first line can be a daunting experience.
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ArticleBest practices for maintaining a healthy incident-response program
NAVEX Global’s annual “Risk & Compliance Hotline Benchmark Report” provides chief ethics and compliance officers with best practices on how the performance of their hotline and incident-management programs stack up against their peers.
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ArticleAnalysis: A case study on why following steps on ABC compliance is so important
If there is an A-Z compliance procedure to follow, don’t stop at X or miss out LMN. Adhere to the procedure and preserve the integrity of your firm and those honest people who work within the rules.
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ArticleHouse Democrats call EPA enforcement pause ‘threat to public health’
House Democrats are concerned that a temporary rollback of some environmental regulations will give companies “an open license to pollute” and have requested the EPA provide a briefing on its decisions next month.
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ArticleThird parties & coronavirus: Advice for traversing web of interconnected risks
The coronavirus pandemic has created a sea of red flags in every company’s supply chain. When each alert indicates a possible disruption, which ones do you act on?
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ArticlePreparing for post-pandemic turbulence, Boeing combines legal, compliance
Boeing announced several leadership and organizational changes, to take effect May 1, as the airline industry braces for post-pandemic turbulence.
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ArticleNew index shows sharp decline in manufacturing imports from China
Compliance officers will want to check out a new index revealing a sharp decline in manufacturing imports from China and other dramatic shifts in the supply-chain risk landscape, a trend that will only continue due to the coronavirus.
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ArticleHow Highmark Health uses AI to root out fraud, waste, and abuse
Highmark Health’s chief compliance officer shares how the organization has realized hundreds of millions of dollars in savings through its use of artificial intelligence in rooting out fraud, waste, and abuse.
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ArticleNavigating the return of employees to the workplace
Bringing employees back from working from home means reacting to ever-changing recommendations from health experts as well as the mandates of state and local officials.
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EventAmb. Power, Carnival CECO Anderson to headline CW Virtual Conference
Conversations with former U.S. ambassador to the United Nations Samantha Power and Carnival Corporation Chief Ethics and Compliance Officer Peter Anderson will headline Compliance Week’s first-ever Virtual Conference from May 18-19.
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ArticlePandemic, government money create perfect storm for financial fraud
A global pandemic, an unprecedented flow of government money, and a weakening of lending controls could create a perfect storm of opportunity for fraudsters.
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ArticleIs tracking adherence to stay-at-home mandates a privacy concern?
Google has offered health officials a way to use data to monitor people’s behavior during the government’s mandatory quarantines, but some say the gesture may “raise significant privacy concerns.”