All Risk Management articles – Page 124

  • Blog

    Tasers, subsidy fraud, and Kobe Steel

    2017-10-20T09:30:00Z

    Title: IPOs, subsidy fraud, and Kobe In case you missed it this week, e-Commerce company Stitch Fix filed for an IPO, the Czech candidate for PM is slated to win despite fraud charges, and Japan’s corporate compliance takes another hit.

  • Blog

    What is high risk for your brand?

    2017-10-19T09:15:00Z

    The fraudulent certification scandal that rocked Japanese steel manufacturer Kobe Steel serves as a warning to other companies: Make sure your front-line employees feel like they can speak up in the face of fraudulent behavior.

  • Blog

    IHS Markit and MSCI provide liquidity-risk management solution

    2017-10-13T11:45:00Z

    IHS Markit, a critical information, analytics and solutions provider, recently formed an alliance with MSCI to help asset managers implement liquidity risk management programs and comply with SEC Rule 22e-4.

  • Blog

    Harvey Weinstein, Obamacare, and Google

    2017-10-13T09:30:00Z

    Title: Harvey Weinstein, Obamacare, aThis week, the scope of corruption surrounding Harvey Weinstein is growing bigger by the day, Google hands over evidence of Russia-linked ads on their sites, and President Trump makes moves to raise “repeal and replace Obamacare” back from the dead.

  • Resource

    Four Keys to Successful Vendor Risk Management

    2017-10-11T09:00:00Z Provided by

    Managing vendor risk is an ongoing process. As your organization embarks on or continues with this process, you want to get the most benefit from the program and ensure that the information you learn is used organization-wide to make better decisions.

  • Blog

    Cable One general counsel to retire

    2017-10-10T09:45:00Z

    Cable One, the seventh-largest cable company in the United States, announced that Alan Silverman will retire from the company as senior vice president, general counsel and secretary, effective Dec. 29, 2017.

  • Blog

    Honeywell names general counsel

    2017-10-10T09:30:00Z

    Honeywell has named Anne Madden as senior vice president and general counsel. She succeeds Kate Adams, who will become Apple's general counsel.

  • Resource

    Deploying Real-Time Watch List Screening

    2017-10-10T09:00:00Z

    Doing business in today’s complex global economy is a game of risk and reward. As technology makes it easier to reach more customers and process transactions faster, companies have to keep close tabs on both. One false move could lead to stiff penalties from OFAC or severe reputational damage (or ...

  • Blog

    Kushner, the NRA, and Brazil

    2017-10-08T23:45:00Z

    This week, the NRA supports reviewing regulations, Jared Kushner gets handed a class-action lawsuit, and Brazil is still pretty corrupt.

  • Blog

    Steele acquires Compliance Wave

    2017-10-05T12:00:00Z

    Steele Compliance Solutions, a global compliance intelligence firm offering comprehensive third-party due diligence and software-as-a-service solutions, has acquired Compliance Wave. The acquisition will add extensive training and awareness content to Steele’s third-party compliance management software and due diligence services.

  • Resource

    Fortifying your cyber-security efforts

    2017-10-04T13:15:00Z Provided by

  • Blog

    MassMutual appoints chief risk officer

    2017-10-03T10:45:00Z

    MassMutual has appointed Geoffrey Craddock as chief risk officer, effective immediately. He joins MassMutual from its OppenheimerFunds, asset management affiliate.

  • Blog

    ZL Technologies, TeleMessage partnership offers mobile communication archiving

    2017-09-29T15:00:00Z

  • Blog

    Cordium expands MiFID II offering with new Infrastructure Collateral Service

    2017-09-29T14:45:00Z

    Cordium, a provider of governance, risk and compliance services, is enhancing its comprehensive MIFID II compliance offering for investment firms with the launch of its MIFID II Infrastructure Collateral Service.

  • Blog

    Marsh & McLennan Companies names chief compliance officer

    2017-09-29T14:30:00Z

    Marsh & McLennan Companies, a global professional services firm, has appointed Katherine Brennan as deputy general counsel, corporate secretary, and chief compliance officer. Her appointment becomes effective Oct. 18.

  • Blog

    AMAG Pharmaceuticals appoints chief compliance officer

    2017-09-29T14:30:00Z

    AMAG Pharmaceuticals has appionted Tracy Palmer Berns as chief compliance officer, effective immediately. She will report to Joseph Vittiglio, general counsel and senior vice president of legal affairs and quality.

  • Blog

    Deloitte, Price, and Bitcoin

    2017-09-29T11:00:00Z

    Title: Deloitte, Price, and BitcoinIn case you missed it this week, bribery scandals come to light in the world of college basketball, cyber-security attacks hit Deloitte, and Florida players may or may not be charged after stealing thousands of dollars.

  • Resource

    Pulse Conflicts of Interest aggregate data report

    2017-09-29T09:15:00Z Provided by

    Give employees training that they’ll remember and increase your compliance program effectiveness with rich behavioral data. Download the Pulse Conflicts of Interest aggregate data report to view performance data from more than 60,000 users who’ve learned Conflicts of Interest training ‘by doing’ and see rich behavior analytics at work.

  • Article

    Reducing money-laundering risk in financial services

    2017-09-26T10:15:00Z

    Thanks to two new reports risk and compliance professionals in the financial services industry can take the pulse of their BSA/AML compliance programs and better understand how they stack up against their peers.

  • Blog

    Facebook, CFPB, and the Mafia

    2017-09-22T10:00:00Z

    This week Facebook tries to get onto offense, a Mafia-linked fraud scheme was taken down by a DUI, and the Department of Education and CFPB break up.