All Risk Management articles – Page 122

  • Blog

    KeyCorp chief risk officer to retire in 2018

    2017-12-14T15:00:00Z

    Financial services company KeyCorp announced that Chief Risk Officer Bill Hartmann will retire in 2018. Filling this role will be Mark Midkiff, who will join the company on Jan. 22, 2018.

  • Blog

    Kraft Heinz names general counsel and corporate secretary

    2017-12-12T13:45:00Z

    Food and beverage giant Kraft Heinz has named Rashida La Lande as its new global general counsel and corporate secretary, effective in mid-January 2018.

  • Resource

    File Sharing and Collaboration Leads to Security Gaps in Financial Services Firms

    2017-12-11T11:00:00Z Provided by

    Despite strict security policies, and high scrutiny from regulators, most financial services institutions reported they had experienced a breach of business files. The culprits varied, but at the heart of many of these breaches was inadequate means for sharing files.

  • Blog

    SEC, ICO scams, and Bitcoin

    2017-12-08T10:15:00Z

    This week: Bitcoin shows no signs of stopping as it hits more records, the SEC makes first moves against ICO scams, and a Brazillian mayor tries to govern via WhatsApp.

  • Blog

    K1 Investment Management acquires Actiance

    2017-12-07T14:00:00Z

    K1 Investment Management, an investment firm, recently announced the acquisition of Actiance, a communications compliance, archiving, and analytics provider.

  • Blog

    LockPath, SecurityScorecard partnership increases vendor risk management efficiencies

    2017-12-07T13:45:00Z

    LockPath, a provider of compliance and risk management software, recently announced the availability of the integration of its Keylight Platform with SecurityScorecard’s security rating platform. This product integration is aimed at helping organizations make their vendor assessment and management processes more efficient, while strengthening security programs.

  • Blog

    New NICE Actimize solution reduces trade reconstruction time

    2017-12-07T13:45:00Z

    NICE Actimize, a NICE company, has added an innovative new Trade Reconstruction module to its Holistic Surveillance portfolio. The module is designed to address rigorous trading compliance requirements—like MiFID II, MAR, and Dodd-Frank regulations.

  • Blog

    First sport integrity hotline established in United States and Canada

    2017-12-06T11:15:00Z

    The Special Investigations Unit of the International Centre for Sport Security has announced the establishment of a confidential Sport Integrity Hotline to report misconduct and sport integrity issues in the United States and Canada.

  • Blog

    Root Insurance hires its first general counsel

    2017-12-05T13:30:00Z

    Root Insurance, the nation’s first car insurance company founded on the principle of fundamental fairness and powered entirely by mobile, has hired Jon Allison as its first general counsel, effective immediately.

  • Blog

    Tyson Foods appoints general counsel

    2017-12-04T11:00:00Z

    Tyson Foods has named Amy Tu executive vice president and general counsel, effective Dec. 1, 2017.

  • Resource

    Implementing Customer Risk Profiling

    2017-12-04T09:00:00Z Provided by

    This white paper gives you insight on the ways you can overcome the toughest challenges and even enhance risk management activities.

  • Article

    Choosing an executive education program

    2017-12-04T09:00:00Z

    As compliance officers increasingly turn to executive training to hone skills, learn topics in-depth, and network, what should they be looking for in a program before committing to one?

  • Resource

    2018 Top 5 Compliance Investments

    2017-12-04T09:00:00Z Provided by

    By identifying and responding to shifts and trends in compliance early, compliance, business, risk, legal, technology, and internal audit partners can better position their organization to move beyond compliance

  • Blog

    Uber, Bitcoin, and PwC

    2017-12-01T10:15:00Z

    Title: Uber, Bitcoin, and PwCThis week, Michael Flynn becomes the latest indictment on Mueller’s list, Uber steps up its corruption game to espionage, and PwC has its first Bitcoin transaction.

  • Resource

    Learn how to avoid 6 GDPR Compliance Pitfalls

    2017-11-29T14:30:00Z Provided by

    Don’t get derailed by unanticipated roadblocks that can waste precious time and resources. Read the e-book now to learn how to navigate around them.

  • Article

    More companies exiting third-party vendor relationships

    2017-11-28T15:45:00Z

    An increasing number of companies expect to exit or change relationships with their third-party vendors due to heightened risk levels, finds a newly released vendor risk management benchmark report.

  • Resource

    Identifying Third-Party Risks in the Financial Sector

    2017-11-28T09:00:00Z Provided by

    Third-party risks in the financial sector are a breed unto themselves. Or, more precisely, they are two related breeds: third-party risks from customers, and third-party risks from vendors. A financial firm’s compliance function must somehow address them both.

  • Blog

    GIACT names chief compliance officer

    2017-11-21T14:45:00Z

    GIACT Systems, a provider of payment fraud reduction, has appointed Meg Nicholls as chief compliance officer. Nicholls will be responsible for overseeing all compliance-related functions, including corporate audit, risk evaluation, and underwriting activities company-wide.

  • Resource

    Security in Fax: Minimizing Breaches and Compliance Risks

    2017-11-21T09:00:00Z Provided by

    This white paper addresses fax communications and the steps you can take to help keep your organization compliant.

  • Blog

    Banks form industry consortium to transform third-party risk management

    2017-11-20T15:45:00Z

    A consortium of leading financial institutions—including American Express, Bank of America, JPMorgan Chase, and Wells Fargo—announced the formation of TruSight, a company designed to combine best practices and simplify the process of conducting third-party risk assessments of suppliers and partners across the financial services industry.