All Risk Management articles – Page 121
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Blog
3PEA International names chief compliance officer
3PEA International, a vertically integrated provider of innovative prepaid card programs and processing services, has appointed Eric Trudeau chief compliance officer. He will be a member of its executive team.
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Blog
Financeit names chief compliance officer
Financeit, a point-of-sale financing provider based in Canada, has appointed Dante Tamburro as general counsel and chief compliance officer.
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Article
Lax AML controls plague Mexico's financial services sector
Politically exposed persons, beneficial ownership, and suspicious transactions all continue to bedevil Mexican banking efforts to combat money laundering and terrorism financing.
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Blog
Berkshire Group names deputy chief compliance officer
Berkshire Group, a real estate investment management company, has named Jeffrey Morandi as vice president, deputy chief compliance officer.
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Blog
Starz names general counsel
Starz, a global media and entertainment company, has appointed Audrey Lee as executive vice president and general counsel.
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Blog
Modine hires general counsel and corporate secretary
Modine Manufacturing, a thermal management technology and solutions company, has appointed Sylvia Stein as vice president, general counsel and corporate secretary.
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Blog
GE, third-party risk, and Spotify’s IPO
General Electric is under investigation by the SEC, Spotify is raising eyebrows over IPO tactics, and Thailand’s fishing industry could spell out big third-party risk complications.
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Resource
File Sharing Without Fear: 5 Key Requirements for Law Firms When Choosing a Content Collaboration Platform
As we will explore, despite the industry’s aversion to media coverage of attacks, less-visible breaches involving the legal profession are being reported worldwide in ever-increasing numbers.
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Resource
How To Tackle the Challenges of GDPR
This whitepaper explores compliance approaches, explains the importance of governance to successful compliance, and offers guidance on implementing new technologies to support GDPR initiatives .
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Blog
Dropbox, HSBC, and the CFPB
In case you missed it this week, Dropbox filed confidentially for an IPO, HSBC settles over money-laundering allegations, and the CFPB is giving loan-sharks some slack.
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Blog
NN appoints chief compliance officer
NN, a global diversified industrial company, has appointed Elvin Tyler as chief compliance officer. This role is in addition to Tyler's position as vice president, internal audit.
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Blog
Accellion and Check Point partner to secure companies’ sensitive content
Accellion and Check Point Software Technologies recently announced a joint partnership to deliver an integrated solution that enables organizations to protect sensitive content as it enters and leaves the enterprise.
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Blog
Sharecare appoints compliance officer
Sharecare, a digital health company, has named Ami Patel as chief legal and compliance officer. Patel is responsible for the legal affairs of the entire company globally.
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Blog
XL Group names head of compliance and regulatory affairs, Bermuda
XL Group has appointed Leila Madeiros as head of compliance and regulatory affairs, Bermuda. She will join the global insurance and reinsurance company in April 2018.
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Blog
Dime Community Bank names new chief risk officer
Dime Community Bancshares, the parent company of Dime Community Bank, announced the appointment of Christopher Porzelt as executive vice president and chief risk officer of the bank. He fills the role vacated by Timothy King, who retired.
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Blog
Capital One to reshuffle chief risk officer role
Capital One Financial has named John Finneran as chief risk officer, for now. He will succeed Kevin Borgmann in this role, effective Feb. 1. Six months later, a new chief risk officer will take the helm.
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Resource
The Sanctions Screening Whitepaper
The IdentityMind white paper provides important background and tips to improve the sanction screening process. Learn how false positives can be minimized using matching algorithms, ways to apply risk integrated rules to configurable lists, and how their technology can help to eliminate wasted effort and improve results.
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Resource
Trusted Digital Identities
Read this white paper to learn more about why it is crucial to develop digital identities which look at more than static data, and how introducing digital attributes such as online behavior and transactional history creates a much more robust system where trusted identities and suspicious identities evolve differently, making ...
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Resource
Forrester's Vendor Landscape: Anti-Money Laundering Solutions 2017
In this comprehensive report, Forrester explains that Anti-Money Laundering (AML) programs are key for companies that facilitate financial transactions. When selecting the right AML technologies, you should consider the broader financial crimes prevention and risk management architecture within which AML sits.
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Blog
Hallmark names general counsel and secretary
Hallmark has appointed Jill Marchant as executive vice president, general counsel and secretary, effective Jan. 16. Marchant replaces Brian Gardner, who is retiring from the company and will depart March 31.