All Risk Management articles – Page 121

  • Resource

    Learn how to avoid 6 GDPR Compliance Pitfalls

    2017-11-29T14:30:00Z Provided by

    Don’t get derailed by unanticipated roadblocks that can waste precious time and resources. Read the e-book now to learn how to navigate around them.

  • Article

    More companies exiting third-party vendor relationships

    2017-11-28T15:45:00Z

    An increasing number of companies expect to exit or change relationships with their third-party vendors due to heightened risk levels, finds a newly released vendor risk management benchmark report.

  • Resource

    Identifying Third-Party Risks in the Financial Sector

    2017-11-28T09:00:00Z Provided by

    Third-party risks in the financial sector are a breed unto themselves. Or, more precisely, they are two related breeds: third-party risks from customers, and third-party risks from vendors. A financial firm’s compliance function must somehow address them both.

  • Blog

    GIACT names chief compliance officer

    2017-11-21T14:45:00Z

    GIACT Systems, a provider of payment fraud reduction, has appointed Meg Nicholls as chief compliance officer. Nicholls will be responsible for overseeing all compliance-related functions, including corporate audit, risk evaluation, and underwriting activities company-wide.

  • Resource

    Security in Fax: Minimizing Breaches and Compliance Risks

    2017-11-21T09:00:00Z Provided by

    This white paper addresses fax communications and the steps you can take to help keep your organization compliant.

  • Blog

    Banks form industry consortium to transform third-party risk management

    2017-11-20T15:45:00Z

    A consortium of leading financial institutions—including American Express, Bank of America, JPMorgan Chase, and Wells Fargo—announced the formation of TruSight, a company designed to combine best practices and simplify the process of conducting third-party risk assessments of suppliers and partners across the financial services industry.

  • Blog

    PHH Corporation appoints new chief risk and compliance officer

    2017-11-20T15:30:00Z

    PHH Corporation has appointed Albert Celini as senior vice president, risk and compliance. Celini will succeed Leith Kaplan and assume the role of chief risk and compliance officer of PHH Corporation, effective Jan. 1, 2018.

  • Article

    SEC, UPS, and the MLB

    2017-11-15T13:00:00Z

    Title: SEC, UPS, and the MLBThis week, the SEC comes under fire for whistleblower complaints, UPS joins the blockchain bandwagon, and two individuals connected to the MLB are convicted of smuggling.

  • Blog

    Accuity launches Live Services pilot with global banks

    2017-11-14T11:30:00Z

    Accuity, a global financial crime compliance, payments, and KYC solutions provider, recently announced the launch of its Firco Live Services pilot with global banks.

  • Resource

    Taking a revealing look at Sarbanes-Oxley compliance

    2017-11-14T10:45:00Z Provided by

    So many developments are happening in the world of accounting right now that it’s hard to keep up—but don’t fret. In this eBook, produced by Compliance Week in partnership with ACL, we get into the weeds of what some of the biggest changes are and what companies can expect.

  • Resource

    Improving Collaboration Between Legal, Compliance & Risk

    2017-11-09T09:00:00Z Provided by

    Gain insights into their different types of organizational structures, how compliance maturity plays a role in collaboration, and how to address the challenges associated with cross functional risk management.

  • Blog

    Sterling Construction appoints general counsel, corporate secretary

    2017-11-08T13:15:00Z

    Sterling Construction Company has appointed Richard Chandler as general counsel and secretary, effective as of Oct. 27, 2017. Chandler assumes the role from Roger Barzun, who has held the position for the past 25 years.

  • Blog

    Polaris Industries compliance officer joins Winnebago Industries

    2017-11-08T13:00:00Z

    Stacy Bogart, forer compliance officer at Polaris Industries, will assume the role of general counsel and corporate secretary at Winnebago Industries, effective Jan. 2, 2018.

  • Blog

    U.S. Steel chief compliance officer to resign

    2017-11-08T12:45:00Z

    United States Steel announced that General Counsel, Chief Compliance Officer and Senior Vice President of Government Affairs Suzanne Rich Folsom will resign from the company, effective Dec. 29, 2017.

  • Blog

    Deutsche Bank names general counsel

    2017-11-08T12:45:00Z

    Florian Drinhausen will become Deutsche Bank’s general counsel next year, leading the legal department. He will replace Co-General Counsels Christof von Dryander and Simon Dodds.

  • Resource

    Maximizing Automated Retroactive Screening

    2017-11-06T09:00:00Z

    Download this white paper for the latest insight on automated retroactive screening.

  • Blog

    The Chertoff Group achieves SAFETY Act designation

    2017-11-03T14:15:00Z

    The Chertoff Group, a global security advisory firm, announced that its Security Risk Management Consulting Methodology has been approved as a designated SAFETY Act “qualified anti-terrorism technology.”

  • Blog

    Accuity provides greater clarity on KYC risks

    2017-11-03T14:15:00Z

    Accuity has announced the launch of Bankers Almanac Sanctions View, enabling financial institutions to gain a comprehensive and holistic view of their financial counterparties to help them perform their KYC due diligence faster and easier.

  • Blog

    Global exits, the SEC, and the Manafort Indictment

    2017-11-03T08:45:00Z

    This week the Trump administration announced plans to exit more global initiatives, the SEC sent a warning to pop stars about cryptocurrency, and a local blogger may have aided in the case against Manafort.

  • Blog

    Compliance lessons from the World Series

    2017-11-03T08:30:00Z

    How does baseball correlate to compliance? The Man From FCPA explores where the two meet in terms of data analytics, strategic risk, and discipline.