All Risk Management articles – Page 115
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Blog
Westpac names new chief risk officer
Australian financial services company Westpac has appointed David Stephen as its new chief risk officer.
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ArticleSpecial report: Navigating geopolitical risk
From sanctions to tariffs, the U.S. is increasingly a source of geopolitical risk. How can companies protect their own interests when it seems the world is against them?
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Article
Tariffs on/tariffs off: a compliance nightmare
In this world of tariffs on/tariffs off, dealing with compliance issues under the current U.S. administration has become not just a nightmare for compliance officers in the United States, but also for those in the United Kingdom, Europe, Canada, and Mexico.
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Article
Iran just the beginning of sanctions compliance debacle
European companies are winding down investments in Iran as the European Union advises them to hang in there while it looks for ways around U.S.-imposed sanctions.
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ArticleIt could get messy for U.S. companies doing business in EU
Don’t be surprised if the EU uses new data privacy laws to combat any secondary sanctions it might face by the Trump administration for continuing to do business in Iran.
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Blog
Business justification for the use of third parties
Why is business justification for third parties so important? With the Department of Justice, Securities and Exchange Commission, and Internal Revenue Service all seeking such justification, companies should definitely make it part of the compliance process.
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Blog
CNA appoints chief compliance officer
Commercial insurer CNA has appointed Garrett Williams as senior vice president and chief compliance officer.
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ArticleA global look at corruption challenges
Prudent compliance and risk leaders should use the 2018 Corruption Challenges Index to assess a specific country’s corruption challenges risk. But it’s important to keep in mind that it is just one piece of analysis.
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ArticleDoing the right thing can be a costly investment
High-profile corporate woes are a reminder: Act fast when confronted by malfeasance and worry about the cost afterwards.
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ArticleRisk assessments, paired with emerging technologies, can supercharge compliance
There are plenty of technological solutions to consider as part of a modern compliance program. The data you collect, however, and implementation strategies, are just as important as the tools you choose.
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Resource
Five Ways Your Conflict of Interest Process is Creating Risk
An outdated or inefficient process for tracking and dealing with conflicts of interest can be a major contributor to the risk of noncompliance. However, the contributors to risk are not always clear. Outlined in this white paper are “5 Ways Your COI Process Creates Risk.
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Article
For leading compliance programs, it’s all about technology
Leading compliance programs more often use technology tools than do their peers, according to the results of PwC’s annual State of Compliance study. These include data analysis tools, dashboards, continuous monitoring, data warehousing, data extraction tools, and a GRC solution.
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ArticleSelf-disclosure can root out conflicts of interest
The world is a complicated place. Life choices and side hustles are increasingly pushing employees toward potential conflicts of interest. A solid risk management strategy can keep them happy while creating the visibility needed to protect company interests.
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Article
Emerging companies a compliance quandary in global market
How do you build an effective anti-corruption compliance program in emerging markets? Know their culture, customs, and language; then leverage that knowledge to create trust and on-the-ground adherents, advised panelists at the Compliance Week 2018 conference.
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Blog
Santander Holdings USA appoints chief risk officer
Santander Holdings USA has appointed Mahesh Aditya as chief risk officer, assuming risk management functions across the United States.
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Blog
CIT Group names chief risk officer
Loan agency CIT Group has named Wahida Plummer as chief risk officer. She replaces former Chief Risk Officer Robert Rowe, who has elected to leave the company to pursue other career opportunities.
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ArticleModernizing compliance: a viewpoint from the front lines
Taking a cross-functional approach to compliance—solving problems together with the business—is the most effective and cost-efficient way to mitigate enterprise-wide risks today.
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Software demoIntegraCall® | Secure compliance hotline app with Watson™
The IntegraCall® app and web portal hotlines are fully integrated with the newly developed case-management module of the ComplianceDesktop® platform to enhance case investigations around the world.
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ArticlePreventing and responding to harassment must involve both HR and compliance
An expert panel at CW 2018 shared best practices on how to address expectations concerning employee behavior, how to properly respond when allegations of sexual harassment arise, and how to communicate with senior leaders and the board on the importance of preemptive action.
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Blog
RNN Group appoints general counsel and chief compliance officer
RNN Group, a provider of centralized verified asset procurement and monitoring solutions, has appointed Jay Carter as general counsel and chief compliance officer.