All Risk Management articles – Page 115
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Article
More companies exiting third-party vendor relationships
An increasing number of companies expect to exit or change relationships with their third-party vendors due to heightened risk levels, finds a newly released vendor risk management benchmark report.
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Resource
Identifying Third-Party Risks in the Financial Sector
Third-party risks in the financial sector are a breed unto themselves. Or, more precisely, they are two related breeds: third-party risks from customers, and third-party risks from vendors. A financial firm’s compliance function must somehow address them both.
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Blog
GIACT names chief compliance officer
GIACT Systems, a provider of payment fraud reduction, has appointed Meg Nicholls as chief compliance officer. Nicholls will be responsible for overseeing all compliance-related functions, including corporate audit, risk evaluation, and underwriting activities company-wide.
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Resource
Security in Fax: Minimizing Breaches and Compliance Risks
This white paper addresses fax communications and the steps you can take to help keep your organization compliant.
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Blog
Banks form industry consortium to transform third-party risk management
A consortium of leading financial institutions—including American Express, Bank of America, JPMorgan Chase, and Wells Fargo—announced the formation of TruSight, a company designed to combine best practices and simplify the process of conducting third-party risk assessments of suppliers and partners across the financial services industry.
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Blog
PHH Corporation appoints new chief risk and compliance officer
PHH Corporation has appointed Albert Celini as senior vice president, risk and compliance. Celini will succeed Leith Kaplan and assume the role of chief risk and compliance officer of PHH Corporation, effective Jan. 1, 2018.
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Article
SEC, UPS, and the MLB
Title: SEC, UPS, and the MLBThis week, the SEC comes under fire for whistleblower complaints, UPS joins the blockchain bandwagon, and two individuals connected to the MLB are convicted of smuggling.
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Blog
Accuity launches Live Services pilot with global banks
Accuity, a global financial crime compliance, payments, and KYC solutions provider, recently announced the launch of its Firco Live Services pilot with global banks.
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Resource
Taking a revealing look at Sarbanes-Oxley compliance
So many developments are happening in the world of accounting right now that it’s hard to keep up—but don’t fret. In this eBook, produced by Compliance Week in partnership with ACL, we get into the weeds of what some of the biggest changes are and what companies can expect.
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Resource
Improving Collaboration Between Legal, Compliance & Risk
Gain insights into their different types of organizational structures, how compliance maturity plays a role in collaboration, and how to address the challenges associated with cross functional risk management.
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Blog
Sterling Construction appoints general counsel, corporate secretary
Sterling Construction Company has appointed Richard Chandler as general counsel and secretary, effective as of Oct. 27, 2017. Chandler assumes the role from Roger Barzun, who has held the position for the past 25 years.
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Blog
Polaris Industries compliance officer joins Winnebago Industries
Stacy Bogart, forer compliance officer at Polaris Industries, will assume the role of general counsel and corporate secretary at Winnebago Industries, effective Jan. 2, 2018.
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Blog
U.S. Steel chief compliance officer to resign
United States Steel announced that General Counsel, Chief Compliance Officer and Senior Vice President of Government Affairs Suzanne Rich Folsom will resign from the company, effective Dec. 29, 2017.
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Blog
Deutsche Bank names general counsel
Florian Drinhausen will become Deutsche Bank’s general counsel next year, leading the legal department. He will replace Co-General Counsels Christof von Dryander and Simon Dodds.
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Resource
Maximizing Automated Retroactive Screening
Download this white paper for the latest insight on automated retroactive screening.
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Blog
The Chertoff Group achieves SAFETY Act designation
The Chertoff Group, a global security advisory firm, announced that its Security Risk Management Consulting Methodology has been approved as a designated SAFETY Act “qualified anti-terrorism technology.”
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Blog
Accuity provides greater clarity on KYC risks
Accuity has announced the launch of Bankers Almanac Sanctions View, enabling financial institutions to gain a comprehensive and holistic view of their financial counterparties to help them perform their KYC due diligence faster and easier.
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Blog
Global exits, the SEC, and the Manafort Indictment
This week the Trump administration announced plans to exit more global initiatives, the SEC sent a warning to pop stars about cryptocurrency, and a local blogger may have aided in the case against Manafort.
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Blog
Compliance lessons from the World Series
How does baseball correlate to compliance? The Man From FCPA explores where the two meet in terms of data analytics, strategic risk, and discipline.
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Article
Elements of a best-in-class TPRM program
Prudent ethics and compliance officers will want to check out a new third-party risk management benchmark report from NAVEX Global to gauge how their programs compare against their peers.