All Risk Management articles – Page 111
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Blog
Artivest appoints chief compliance officer
Artivest, a provider of premier alternative funds and technology solutions, has named Kamal Jafarnia as general counsel and chief compliance officer.
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Article
Best practices in third-party risk management
NAVEX Global’s fourth annual third-party risk management benchmark report offers risk and compliance officers a glimpse at how their third-party risk management programs stack up against their peers.
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Blog
Bank of England urges firms to prepare for climate change risks
The Bank of England (BoE) wants boards of financial services firms to take a stronger role in identifying and managing financial risks caused by climate change by making individual executives accountable and improving disclosure.
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Blog
Lockpath introduces two new editions of the Keylight Platform
Lockpath, a provider of integrated risk management solutions, announced the availability of two new product offerings to help companies of any size address risk.
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Blog
IdentityMind Global, CipherTrace partnership provides virtual currency risk assessment
IdentityMind Global recently announced that IdentityMind’s compliance, risk management, and fraud prevention platform has integrated CipherTrace’s digital currency risk assessment technology. This integrated solution allows virtual currency exchanges, ICOs, hedge funds, financial institutions, and any company that accepts cryptocurrency to understand the risk they present.
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Blog
M.S. Howells names chief compliance officer
M.S. Howells, a full-service broker/dealer and hybrid RIA, servicing hedge fund managers, registered individuals, and independent registered investment advisors, has named Eraine Parker chief compliance officer.
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Blog
OppLoans names chief compliance officer
Online lender OppLoans has appointed Stacee Hasenbalg to the role of chief compliance officer.
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Blog
OppLoans names chief compliance officer
Online lender, OppLoans has appointed Stacee Hasenbalg to the role of chief compliance officer.
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Blog
Realogy appoints chief ethics and compliance officer
Realogy Holdings, the largest full-service residential real estate services company in the United States, has appointed John Brennan as chief ethics and compliance officer and chief audit executive.
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Blog
Smarsh and Actiance complete merger
Smarsh on Tuesday announced it has completed its merger with Actiance. The combined company will operate under the Smarsh brand.
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Resource
Are You Monitoring & Protecting Your Company's Digital Footprint?
Today’s cyber security battlegrounds extend beyond your corporate environment – think social media channels, domains, mobile apps, and even the dark web.
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Article
Public sounds off to SEC on proposed whistleblower changes
As part of a public comment process that reached its deadline on Sept. 15, the SEC has collected ideas and opinions on proposed changes to its whistleblower program. We took a look at some of the responses.
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Blog
Argent Trust names chief compliance officer
Argent Trust Company has named Deanna Rankin chief compliance officer.
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Blog
AXA Equitable Life names chief risk officer
AXA Equitable Life, a wholly-owned indirect subsidiary of financial services company AXA Equitable Holdings has promoted Aaron Sarfatti to chief risk officer, effective Oct. 1.
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Blog
Ankura acquires Navigant's DFLT segment and TAS practice
Ankura, a business advisory and expert services firm, recently completed its acquisition of the Disputes, Forensics and Legal Technology (DFLT) segment and the Transaction Advisory Services (TAS) practice of Navigant.
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Blog
Venerable Holdings appoints chief risk officer
Venerable Holdings—a privately held company that owns and manages the legacy variable annuity business acquired from Voya Financial—has appointed Charles Schwartz as chief risk officer.
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Blog
Vanguard appoints global chief risk officer
Vanguard, an investment management company, has appointed Joseph Brennan to the newly created position of global chief risk officer. He also will serve as a member of Vanguard’s senior leadership team.
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ArticleAsk Amii mailbag: Best practices for giving change a chance
In her first mailbag on some of the softer skills effective compliance leaders need, executive coach Amii Barnard-Bahn tackles your questions on change management, compliance training, creating a culture of compliance, and more.
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Blog
U.S. Bank names chief risk officer
U.S. Bank has namedJodi Richard as its new vice chairman and chief risk officer, overseeing the company’s risk management and compliance efforts.
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Blog
Crawford Lake Capital Management names chief compliance officer
Crawford Lake Capital Management, an investment management firm, has appointed Dov Lando to the newly created role of general counsel and chief compliance officer.