All Risk Management articles – Page 109
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Blog
TRON hires its first head of compliance
David Labhart, a former supervisory attorney with the U.S. Securities and Exchange Commission, has joined TRON as the blockchain network's first head of compliance to help navigate its interaction with regulatory agencies and other financial authorities around the world.
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Blog
GPB Capital appoints chief compliance officer
GPB Capital Holdings has appointed Michael Cohn, who was formerly with the Asset Management Unit of the SEC’s Enforcement Division, as managing director and chief compliance officer.
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ArticleTop 10 risks that will keep executives on their toes in 2019
A recent survey conducted by global consulting firm Protiviti and North Carolina State University’s Enterprise Risk Management Initiative reveals the top 10 risks facing board of directors and executive management teams in 2019.
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ArticleWhy continuous monitoring is crucial for TPRM
Three cautionary tales demonstrate the potential trouble a company can find itself in when third parties are not actively monitored.
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ArticleBest practices in preventing a third-party data breach
Examining how “high-performing” organizations handle their third parties lights the path for companies looking to strengthen the weakest links in their data chains.
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ArticleQ&A: Five questions with a TPRM specialist
Abercrombie & Fitch Senior Compliance Counsel Rob Seibel, a specialist when it comes to the implementation of a third-party risk management program, discusses trends and challenges around managing risks with third parties.
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ArticleThe risks of outsourcing compliance
Using external firms and consultants can bolster the effectiveness of certain compliance functions. Abdicating too much responsibility, however, could draw the ire of regulators.
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ArticleHow to break up with a third party the right way
Not all business relationships have a happy-ever-after ending, but there are things both parties can do to mitigate the risks of a third-party breakup.
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ArticleSpecial report: Third-party risk management
As firms increasingly turn to external partners, the risks they acquire can become an internal problem.
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Blog
OCC names new head of enterprise risk management
The Options Clearing Corporation, the world's largest equity derivatives clearing organization, recently appointed two new senior leaders who will play key roles as the OCC transitions to its future risk management and clearing systems.
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Blog
Gateway Mortgage Group appoints new chief risk officer
Gateway Mortgage Group, a full-service mortgage company, has named Steven Patrick as its new chief risk officer.
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Blog
Lincoln Financial Group names general counsel
Lincoln Financial Group has named Leon Roday as executive vice president and general counsel, effective as of Dec. 14.
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Blog
Vanderbilt Financial Group names new chief compliance officer
Investment firm Vanderbilt Financial Group announced the promotion of Steve Howe to the position of chief compliance officer.
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Blog
AmeriTrust Group names chief risk officer
AmeriTrust Group announced the promotion of Paul Johnson to chief risk officer to oversee the company's enterprise risk management efforts.
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ArticleAs tensions grow, so do China-related compliance risks
Tariffs, trade secrets, and arrests fuel high-risk scenarios for companies that do business with organizations in China.
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Article
Operational resiliency today
This latest installment of the CW/OCEG GRC Illustrated Series provides readers with details on how to implement a strategic approach to operational risk strategy coupled with an integrated information and technology architecture.
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Blog
Coupa Software acquires Hiperos
Business spend management platform Coupa Software announced the acquisition of Hiperos, a third-party risk management provider.
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Blog
Fiat Chrysler Automobiles names compliance officer
Fiat Chrysler Automobiles recently announced several key changes to its leadership team, effective immediately, including the appointment of a new compliance officer.
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Blog
CatchMark appoints general counsel
CatchMark Timber Trust has appointed Lesley Solomon as general counsel and corporate secretary, a new position.
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PodcastBaker Hughes’ Jay Martin on regional compliance coverage
Jay Martin, the associate general counsel and chief compliance officer at Baker Hughes, discusses the positive effect regionalized compliance coverage has had at the worldwide company.