All Risk Management articles – Page 104
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Blog
Fiat Chrysler Automobiles names compliance officer
Fiat Chrysler Automobiles recently announced several key changes to its leadership team, effective immediately, including the appointment of a new compliance officer.
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Blog
CatchMark appoints general counsel
CatchMark Timber Trust has appointed Lesley Solomon as general counsel and corporate secretary, a new position.
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PodcastBaker Hughes’ Jay Martin on regional compliance coverage
Jay Martin, the associate general counsel and chief compliance officer at Baker Hughes, discusses the positive effect regionalized compliance coverage has had at the worldwide company.
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Article
New Fed risk report finds corporate debt concerns, Brexit fallout
On Nov. 28, the Federal Reserve’s Board of Governors released its first-ever Financial Stability Report. Among the risks: increasing levels of corporate leverage and international instability.
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Blog
Refinitiv, Binance team to address cryptocurrency risk
Financial data provider Refinitiv announced the provision of an automated Know Your Customer (KYC) application to cryptocurrency exchange Binance.
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Blog
Boston Mutual appoints chief compliance, privacy, and AML officer
Boston Mutual Life Insurance Company, a national insurance carrier, has appointed Christine Williams as second vice president - chief compliance, privacy, and anti-money laundering officer.
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Blog
Petco names chief legal officer and corporate secretary
Petco, a pet specialty retail company, has appointed Genevieve Kelly as chief legal officer and corporate secretary overseeing all legal, corporate governance, and regulatory affairs for the company.
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ResourceNavigating the uncharted waters of geopolitical risk
From sanctions to tariffs, the United States is increasingly a source of geopolitical risk, further making compliance issues under the current U.S. administration a nightmare for sanctions compliance professionals not just in the United States, but also in the United Kingdom, Europe, Canada, Mexico, and beyond.
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Blog
SunTrust chief risk officer to retire
SunTrust Banks announced that Jerome Lienhard will retire as chief risk officer at the end of the year, following a 40-year career in the financial services industry. Ellen Koebler will succeed Lienhard as chief risk officer, effective Jan. 1, 2019.
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PodcastDavid Bunker on assessing conflict of interest
David Bunker, the compliance officer at Seattle-based nonprofit Vulcan, explains the process he implemented to better assess threats of conflict of interest while maintaining employee freedom.
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Article
Case study: How Bumble Bee saves on compliance costs
Former FBI Special Agent and 3M attorney Jeff Killeen brings a unique twist to Bumble Bee’s compliance program—a knowledge of building a cost-effective, functional compliance department coupled with a nose for finding, and thwarting, fraud. Killeen spoke on both at NAVEX Global’s 2018 Ethics and Compliance Virtual Conference.
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Blog
TrustArc adds automated risk management to privacy platform
Data privacy management company TrustArc announced the addition of Intelligence Engine to its privacy platform. The automated program is designed to enable organizations to save up to 75 percent of the time it takes to identify, analyze, and prioritize privacy risks.
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Blog
JetBlue appoints general counsel and corporate secretary
JetBlue has appointed Brandon Nelson as general counsel and corporate secretary. Nelson will lead JetBlue’s legal, ethics and compliance, cyber-security, and environmental, social and governance efforts.
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Blog
GAN Connect provides holistic view of compliance
GAN Integrity, a fully integrated compliance solution provider for global business, announced the latest version of its platform, GAN Connect. The updated offering brings together all critical compliance systems and data into a single, integrated platform, rather than focusing on just one area of a compliance program.
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Blog
EverCompliant solution addresses KYC gaps
EverCompliant, a business cyber-intelligence provider, recently announced the launch of eKYC Discovery, a tool that addresses potential gaps in the Bank Secrecy Act and Anti-Money Laundering-mandated Know Your Customer processes that could leave financial institutions exposed to criminal activity.
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Blog
Workiva, KPMG alliance transforms risk management, regulatory reporting
Workiva, a data collaboration, reporting and compliance solutions provider, and U.S. audit, tax, and advisory firm KPMG recently announced an alliance to provide a strategic offering designed to help organizations transform and integrate their risk management, regulatory, and financial reporting and compliance processes by using the Workiva Wdesk platform.
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PodcastLouis Sapirman on holistic compliance messaging
In our inaugural episode, former CCO Louis Sapirman chats with Tom Fox about his 360-Degrees of Compliance Communication model, which takes an all-encompassing approach to compliance messaging.
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Blog
Former BHP chief compliance officer rejoins Mayer Brown
Audrey Harris, former chief compliance officer for global resources company BHP, has rejoined law firm Mayer Brown in Washington D.C. as a partner and co-leader of its global Anti-Corruption and FCPA practice.
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Blog
Survey: Financial firms looking for communications risks all wrong
A new survey finds that compliance professionals in the financial services industry are not keeping pace with their retention and supervision efforts, particularly as a growing, younger workforce relies on expanding, mobile-friendly channels, such as social media and text messaging.
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ArticleA wake-up call in cyber supply-chain risk
Recent reports of a massive cyber-supply chain attack by Chinese spies on several U.S. companies’ servers have companies stressing about their own supply chain vulnerabilities.