- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Aaron Nicodemus2020-10-19T16:54:00
The Securities and Exchange Commission has moved forward with relaxing its conflict-of-interest rules for independent auditors by a 3-2 vote.
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2020-11-20T22:12:00Z By Kyle Brasseur
The Public Company Accounting Oversight Board will adopt amendments to its independence standards to align with recent updates initiated by the Securities and Exchange Commission.
2020-11-13T18:19:00Z By Jaclyn Jaeger
Careful consideration as to what new tone, direction, and priorities the SEC’s Division of Enforcement will take under Joe Biden can help you reduce compliance risk.
2020-01-02T18:57:00Z By Lori Tripoli
A proposed update to auditor independence rules relaxes restraints on affiliate relationships and initial public offerings.
2025-04-11T16:32:00Z By Adrianne Appel
Banks alerted authorities to $1.4 billion in suspicious transactions in 2024, a big assist in the nation’s fight against crime and fentanyl trafficking, according to the Financial Crimes Enforcement Network.
2025-04-11T12:00:00Z By Ruth Prickett
The U.K.’s Chancellor of the Exchequer Rachel Reeves has promised a “radical action plan” to cut the cost of regulation to businesses by a quarter and boost economic growth. Now the Cabinet Office has written to government departments requiring them to justify every quango, with the presumption that these semipublic ...
2025-04-10T16:32:00Z By Adrianne Appel
Many financial firms have mere days to notify New York about whether they have complied with the state’s strict cybersecurity regulations, and to gear up for new requirements rolling out May 1 and beyond.
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