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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Aaron Nicodemus2023-09-08T18:31:00
A Republican commissioner at the Commodity Futures Trading Commission (CFTC) proposed the agency develop a regulatory pilot program for digital asset markets where new initiatives could be introduced and refined.
Caroline Pham put forward her proposal as part of a speech she delivered Thursday to the Cato Institute, a libertarian think tank.
“A pilot program can create a safe framework for emerging technologies and market structures under our existing laws and regulations,” she said. A program would help U.S. regulators “stay ahead of the curve” on digital assets, rather than fall behind more forward-looking agencies in other countries, she said.
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News and analysis for the well-informed compliance or audit exec.
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2023-10-30T14:26:00Z By Kyle Brasseur
The Commodity Futures Trading Commission and France’s Autorité des marchés financiers signed a new agreement to continue collaboration regarding the supervision and oversight of firms that operate on a cross-border basis in the United States and France.
2023-09-21T19:27:00Z By Jeff Dale
Chicago-based swap dealer StoneX Markets agreed to pay $650,000 as part of a settlement with the Commodity Futures Trading Commission addressing admitted disclosure and supervision failures.
2023-09-08T19:33:00Z By Jeff Dale
Linus Financial avoided a civil penalty in reaching settlement with the Securities and Exchange Commission over its alleged failure to register the offer and sale of its crypto lending product.
2024-07-02T19:43:00Z By Aaron Nicodemus
The U.S. Supreme Court extended the statute of limitations for businesses attempting to challenge some federal regulations, allowing regulated entities a longer timeline to appeal a decision.
2024-06-28T19:55:00Z By Aaron Nicodemus
The Supreme Court of the United States overturned a long-held precedent in which courts deferred to federal agencies in interpreting complex or ambiguous regulations–a decision that could make thousands of federal regulations more vulnerable to legal challenges.
2024-06-28T17:00:00Z By Aaron Nicodemus
Financial institutions would be required to conduct more thorough risk assessments on their anti-money laundering/countering the financing of terrorism programs under a new rule proposed by the Treasury Department’s Financial Crimes Enforcement Network.
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