By
Jaclyn Jaeger2020-08-05T16:00:00
The Canadian Securities Administrators has published guidance that effectively gives registered firms in Canada more flexibility in satisfying chief compliance officer staffing requirements through three optional models.
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2026-04-06T19:58:00Z By Aaron Nicodemus
Assistant Attorney General (AAG) of the Criminal Division at the U.S. Department of Justice A. Tysen Duva will be a keynote speaker on Day Two of Compliance Week’s National Conference in Washington, D.C.
2026-03-30T17:53:00Z By Ruth Prickett
The U.K. unveiled a new Anti-Corruption Strategy in December 2025, just as the EU unveiled its first Anti-Corruption Directive. Both jurisdictions have signalled that they are keen to push back on rising risks of corruption. But many organizations have no formal anti-corruption measures. Where should compliance start?
Provided by SAI360
In this webinar, we’ll explore why employees break policies they’ve already agreed to and what organizations can do to close the gap.
2026-04-03T18:20:00Z By Ruth Prickett
On Oct. 11, 2027, the EU, U.K., and Switzerland will move to T+1 securities settlement. The date may seem distant, but the challenges are considerable.
2026-04-03T17:33:00Z By Neil Hodge
The U.K.’s plans to revise how companies report more meaningfully on the impact their operations have on the environment will mean organizations will have to dig for better data to satisfy regulators—even if they decide that compliance with the proposed rules is not appropriate for them under the option of ...
2026-04-02T19:12:00Z By Neil Hodge
The European Union’s key data privacy regulators have said that they support streamlining compliance and reporting requirements under plans to beef up cybersecurity across the 27-nation bloc.
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