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“For tracking litigation, enforcement, and regulatory developments, Compliance Week
should be your prime source.”- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Regulators Finalize Dodd-Frank Diversity Policies
Under a Dodd-Frank Act requirement, federal banking regulators, the SEC, and the Consumer Financial Protection Bureau have issued a formal policy for assessing the diversity policies and practices of the entities they regulate. The regulators call for a “model assessment” that would include a self-assessment by each covered entity of ...
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PremiumCFTC first agency to describe self-reporting credit under Trump
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