- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Joe Mont talks with John Trentacoste, a director at Farient Advisors, on how Wells Fargo’s woes may influence boards’ compensation decisions.
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Ling-Ling Nie, chief compliance officer and assistant general counsel for Panasonic North America talks about the company’s annual, month-long compliance awareness event.
Kelly Noll, chief ethics and compliance officer at Allstate, shares how the insurer fosters a culture of ethics built on integrity, honesty, and accountability. Interview by Jaclyn Jaeger.
The Securities and Exchange Commission ordered the owner of Rimar Capital and a board member of its holding company to pay nearly $524,000 in penalties for defrauding investors with false and misleading statements about its use of artificial intelligence.
