- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
A record $200 million False Claims Act settlement that the General Services Administration reached this month with Oracle is putting a spotlight on price- reduction clauses that can cause compliance troubles for government contractors.
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Twelve more firms have been dinged with fines by the Securities and Exchange Commission for failing to properly supervise employees who used off-channel communications to conduct company business. In this latest round of enforcement actions, nine investment advisers and three broker-dealers will pay a total of $63 million.
