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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2015-07-31T12:15:00
July 21 was a big day for banks and the beginning of the Volcker Rule’s compliance regime. The rule, a cornerstone of the Dodd-Frank Act, prohibits proprietary trading activities at federally insured banks. In our latest podcast, we talk to Chris Scarpati, a partner in PwC’s financial regulation practice about ...
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News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
Annual Membership $499 Value offer
Full price one year membership with auto-renewal.
Membership $599
One-year only, no auto-renewal.
2018-04-16T10:00:00Z By Joe Mont
Since the day the Dodd-Frank Act was passed nearly a decade ago, the Volcker rule has been a burr under the saddle for Republicans. Now, their complaints are a lot closer to having a remedy, with plans to ease the rule’s burden on community banks.
2017-08-01T10:45:00Z By Joe Mont
While members of the Trump Administration wave off persistent critics, rule changes are starting to take root, notably for the Volcker rule.
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