Compliance Week editor Matt Kelly talks with John Carney of the law firm Baker Hostetler about the SEC’s new policies to expedite investigations and encourage witness cooperation.
Downloads
0219-enforcement_0
Other, Size 4.85 mb
- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2010-02-23T00:00:00+00:00
Compliance Week editor Matt Kelly talks with John Carney of the law firm Baker Hostetler about the SEC’s new policies to expedite investigations and encourage witness cooperation.
Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact the CW Editor.
2024-07-02T20:35:00Z By Adrianne Appel
Three former executives of Chicago-based Outcome Health, a healthcare technology company, were sentenced for misleading an auditor, clients, lenders, and investors about a scheme to sell $45 million in overbilled advertisements.
2024-07-02T14:42:00Z By Adrianne Appel
A home health company operating in Indiana, Ohio, and Texas agreed to pay nearly $4.5 million to settle allegations it filed false claims by giving sports tickets and other kickbacks to assisted living facilities in exchange for referrals.
2024-07-02T13:50:00Z By Aaron Nicodemus
Crypto-friendly Silvergate Bank will pay a total of $63 million penalties to California and the Federal Reserve Board to settle charges that its anti-money laundering program failed to properly monitor more than $1 trillion worth of customer transactions.
Site powered by Webvision Cloud
No comments yet