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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2016-03-14T12:30:00
Image: In the latest edition of the Compliance Week podcast, we discuss regulatory and compliance issues facing the financial services world with Todd Cipperman, founding principal of Cipperman Compliance Services. Among the topics we discuss are individual liability, third party compliance reviews, and the continuing buzz around “culture.”
THIS IS MEMBERS-ONLY CONTENT. To continue reading, choose one of the options below.
News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
Annual Membership $499 Value offer
Full price one year membership with auto-renewal.
Membership $599
One-year only, no auto-renewal.
2024-09-26T14:00:00Z Provided by Smarsh
In our coming webinar, experts will discuss the fundamental rethinking of how risk is understood and managed in the financial services industry and how firms can be proactive to stay ahead of these big technological changes.
2021-01-26T07:29:00Z Provided by CyberGRX
The financial services industry is a leading target for cyber criminals because there’s more than one way one way to profit from an attack.
2019-11-07T15:08:00Z By Jaclyn Jaeger
IBM announced it has designed the world’s first financial services-ready public cloud and is welcoming financial services institutions and their suppliers to join. Bank of America is already on board.
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