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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2014-11-14T11:45:00
New York City Comptroller Scott Stringer, on behalf of the city's $160 billion pension funds has filed 75 proxy access shareowner proposals requesting bylaws that give shareowners who meet an ownership threshold the right to list their director candidates on a company’s ballot. The proposals will be subject to ...
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News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
Annual Membership $499 Value offer
Full price one year membership with auto-renewal.
Membership $599
One-year only, no auto-renewal.
2014-12-23T11:45:00Z By Joe Mont
What the SEC giveth, the courts may taketh away—a point made clear lately by two conflicting messages for companies seeking to keep shareholder proposals off the proxy statement. At the SEC, a victory for Whole Foods suggests the agency might be more business-friendly in granting no-action letters this coming proxy ...
2014-11-25T15:15:00Z By Joe Mont
Image: Title: StringerThree years after a lawsuit scuttled the SEC’s proxy access rule, a new push is underway to give shareholders the right to nominate directors directly on the proxy. New York City Comptroller Scott Stringer, on behalf of the $160 billion New York City pension funds, recently submitted proxy ...
2024-12-13T17:55:00Z By Aaron Nicodemus
A U.S. Appeals Court overturned a Securities and Exchange Commission rule that had required companies listed on the Nasdaq stock exchange to disclose whether their boards had women or minority members–and if not, why not.
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