- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Image: The Compliance Week 2015 conference is now part of history. We had more than 560 compliance and audit professionals join us in Washington last week for three days to discuss all things ethics, compliance, audit, and risk management. Inside, editor Matt Kelly shares his thoughts on the most relevant ...
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The U.K. Financial Conduct Authority apologized to investors in peer-to-peer investment firm Collateral for not acting swiftly enough to prevent Collateral from defrauding its customers.
The International Police Organization will launch a pilot anti-money laundering initiative in Africa that will trace and recover funds stolen by corrupt officials and criminals.
Caroline Pham, a commissioner at the Commodity Futures Trading Commission, said compliance officers have a lot to worry about if they or their firms are subject to CFTC enforcement during her fireside chat at CW’s Financial Crimes Summit.
