News and analysis for the well-informed compliance or audit exec.
Annual Membership best value
Subscribe now for $365
Our lowest price ($1 per day) for one year.
- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By CW Staff2015-04-07T09:00:00
OTC Link ATS, wholly-owned subsidiary of OTC Markets Group, operator of open, transparent and connected financial marketplaces for 10,000 U.S. and global marketplaces, has appointed Michael Corrao as chief compliance officer. Details inside.
THIS IS MEMBERS-ONLY CONTENT. To continue reading, choose one of the options below.
News and analysis for the well-informed compliance or audit exec.
Annual Membership best value
Subscribe now for $365
Our lowest price ($1 per day) for one year.
2024-06-27T18:12:00Z By CW Staff
Cetera Financial Group announced that Gwen Weithaus has been named chief compliance officer for Cetera Investment Services.
2024-06-20T14:52:00Z By CW Staff
Middle-market private equity firm HGGC announced it has named Rachel Stock as general counsel and chief compliance officer.
2024-06-18T17:26:00Z By CW Staff
Crowell & Moring announced that Christopher Mendez, former general counsel and chief compliance officer at Commonwealth Asset Management, has joined its financial services group as senior counsel.
Site powered by Webvision Cloud