- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
OCC, the world’s largest equity derivatives clearing organization, has appointed David Ridgway, a former senior risk management executive with BNY Mellon, as senior vice president, enterprise risk management.
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Representatives from the Committee of Sponsoring Organizations of the Treadway Commission and its partners explain how to implement the organization’s latest guidance on identifying, monitoring, and mitigating compliance risks.
New guidance from NIST aims to demystify a process with which many companies across all industries have long struggled: how to seamlessly integrate cyber-security risk into an overall enterprise risk management program.
Federal banking regulators fined Citigroup $400 million for failing to address “significant” risk and compliance failures.
