- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
EDGAR conversion and filing software provider Novaworks this month launched Legato 1.0, the first scripting language that allows SEC filers to integrate existing financial reporting software with existing database and document production systems. Details inside.
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Three former executives of Chicago-based Outcome Health, a healthcare technology company, were sentenced for misleading an auditor, clients, lenders, and investors about a scheme to sell $45 million in overbilled advertisements.
Margaret Holmes Tibbets, chief compliance officer at financial technology company Pipe, explains how firms are facing an existential compliance crisis, and to survive they’ll need to overcome not one but two hurdles.
During a panel at Compliance Week’s Financial Crimes and Regulatory Compliance Summit, held June 10-11 in New York, experts discussed nuances in bank-financial technology partnerships, offering best practices for how banks should protect themselves.
