News

Accounting & Auditing

U.K. audit regulator launches new supervisory model, but wider audit reform questions remain

U.K. audit regulator launches new supervisory model, but wider audit reform questions remain

EY compliance partner leaves after independence failings prompt regulatory investigation

EY compliance partner leaves after independence failings prompt regulatory investigation

Five questions business leaders should be asking in 2026 to manage transformation risk

Five questions business leaders should be asking in 2026 to manage transformation risk

French investigators target anticompetitive practices in largest accounting firms

French investigators target anticompetitive practices in largest accounting firms

SOX was built for humans. AI doesn’t fit that model.

SOX was built for humans. AI doesn’t fit that model.

Hot Topics in Risk and Compliance: AI, Analytics, and Emerging Audit Technologies

Hot Topics in Risk and Compliance: AI, Analytics, and Emerging Audit Technologies

FRC’s plans for more flexible enforcement gains support

FRC’s plans for more flexible enforcement gains support

U.K. financial regulator looks to streamline audit enforcement procedures

U.K. financial regulator looks to streamline audit enforcement procedures

PCAOB’s Christina Ho: How emerging technologies could reshape improve audit quality

PCAOB’s Christina Ho: How emerging technologies could reshape improve audit quality

Williams leaves PCAOB four years before her term was supposed to end

Williams leaves PCAOB four years before her term was supposed to end

AI

The third party you forgot to vet: AI tools and the TPRM blind spot in manufacturing

The third party you forgot to vet: AI tools and the TPRM blind spot in manufacturing

Eunomia Global Executive Roundtable Series: AI & Africa

Eunomia Global Executive Roundtable Series: AI & Africa

Communication and relationships is increasingly critical for compliance teams

Communication and relationships is increasingly critical for compliance teams

CW TPRM Summit: Technology advancements are making export controls more important than ever

CW TPRM Summit: Technology advancements are making export controls more important than ever

ESG isn’t just a buzzword, it’s vendor management, forced labor and more

ESG isn’t just a buzzword, it’s vendor management, forced labor and more

Innovative Compliance: How AI Helps Meet the Challenge of Environmental Regulations

Innovative Compliance: How AI Helps Meet the Challenge of Environmental Regulations

Proposed EU data strategy spells big changes for Big Tech

Proposed EU data strategy spells big changes for Big Tech

White House proposes AI regulatory principles to limit government overreach

White House proposes AI regulatory principles to limit government overreach

ICO draft guidance helps U.K. firms clarify AI choices

ICO draft guidance helps U.K. firms clarify AI choices

Six steps for developing an AI ethics framework

Six steps for developing an AI ethics framework

Regulators need experts in AI, too

Regulators need experts in AI, too

Survey: Growing evidence of maturity in compliance tech

Survey: Growing evidence of maturity in compliance tech

AML

How to establish an anti-corruption and anti-bribery compliance program

How to establish an anti-corruption and anti-bribery compliance program

Europe’s groundbreaking crypto rules put at risk by delays in implementation

Europe’s groundbreaking crypto rules put at risk by delays in implementation

The next era of compliance: How banks will stay ahead of financial crime in 2026

The next era of compliance: How banks will stay ahead of financial crime in 2026

Luxury brands told to tighten AML compliance as Dutch regulator fines Louis Vuitton

Luxury brands told to tighten AML compliance as Dutch regulator fines Louis Vuitton

Q&A with Isabella Agius, client compliance head at Apex Group: AML keeps EU fund managers awake

Q&A with Isabella Agius, client compliance head at Apex Group: AML keeps EU fund managers awake

A snapshot of the state of financial crime in the United States

A snapshot of the state of financial crime in the United States

Federal jury convicts former coal executive in Egypt-linked coal FCPA case

Federal jury convicts former coal executive in Egypt-linked coal FCPA case

FinCEN launches whistleblower portal, seeking tips on BSA and sanctions violations

FinCEN launches whistleblower portal, seeking tips on BSA and sanctions violations

Experts warn of increased global AML risks as criminals seek to launder Venezuelan money

Experts warn of increased global AML risks as criminals seek to launder Venezuelan money

Congress Is About to Regulate Crypto. Criminals Are Ready.

Congress Is About to Regulate Crypto. Criminals Are Ready.

U.K. sets out strategy to combat bribery and corruption

U.K. sets out strategy to combat bribery and corruption

Anti-Bribery

Long-running corruption scandal adds €25.8m fine to billions already paid globally

Long-running corruption scandal adds €25.8m fine to billions already paid globally

Tips for creating and implementing a global gifts and hospitality policy

Tips for creating and implementing a global gifts and hospitality policy

Beyond the paper shield: Noting differences between U.S. and Brazilian anti-corruption law

Beyond the paper shield: Noting differences between U.S. and Brazilian anti-corruption law

Top Ethics and Compliance Triumphs of 2025

Top Ethics and Compliance Triumphs of 2025

Bribery exposure doesn’t start with policy failure. It starts with training.

Bribery exposure doesn’t start with policy failure. It starts with training.

Tariff evasion enforcement: The new FCPA

Tariff evasion enforcement: The new FCPA

SFO sharpens framework for judging compliance programs in bribery and fraud cases

SFO sharpens framework for judging compliance programs in bribery and fraud cases

The FCPA’s origin story: Why “Bribery Beyond Borders” is essential reading

The FCPA’s origin story: Why “Bribery Beyond Borders” is essential reading

DOJ secures $118 million penalty in FCPA violation case tied to Guatemalan telecom firm

DOJ secures $118 million penalty in FCPA violation case tied to Guatemalan telecom firm

Part One: A case-by-case analysis of FCPA investigation closures

Part One: A case-by-case analysis of FCPA investigation closures

Texas gas company found that its merger acquisition paid a cartel-connected entity

Texas gas company found that its merger acquisition paid a cartel-connected entity

Navigating 2025 Compliance Challenges: Laurie Waddy on Governance, Anticorruption Trends, Vendor Risk, and AI Compliance

Navigating 2025 Compliance Challenges: Laurie Waddy on Governance, Anticorruption Trends, Vendor Risk, and AI Compliance

Best Practices

Why risk fluency defines great leadership

Why risk fluency defines great leadership

Geopolitical risks and global threats drive emerging national security compliance teams

Geopolitical risks and global threats drive emerging national security compliance teams

Gavin Proudley, SVP Risk & Compliance at Dow Jones, on compliance challenges from divergent rules and geopolitics

Gavin Proudley, SVP Risk & Compliance at Dow Jones, on compliance challenges from divergent rules and geopolitics

MAS’s agentic AI playbook offers a governance lesson for every regulated industry

MAS’s agentic AI playbook offers a governance lesson for every regulated industry

Technoethics: The corporate responsibility gap leaders can’t ignore

Technoethics: The corporate responsibility gap leaders can’t ignore

GSA’s draft AI Clause turns governance into a contractual mandate

GSA’s draft AI Clause turns governance into a contractual mandate

From enforcer to coach: Engineering compliance that happens at speed

From enforcer to coach: Engineering compliance that happens at speed

Leveraging COSO to mitigate AI risk: A step-by-step guide

Leveraging COSO to mitigate AI risk: A step-by-step guide

Does attorney-client privilege extend to exchanges with AI platforms? U.S. courts offer mixed messages

Does attorney-client privilege extend to exchanges with AI platforms? U.S. courts offer mixed messages

What to do when the CEO is the ‘biggest AI risk’ to the organization

What to do when the CEO is the ‘biggest AI risk’ to the organization

How to responsibly roll out AI in compliance, from a former Google exec

How to responsibly roll out AI in compliance, from a former Google exec

Rethinking war risk in an era of persistent conflict

Rethinking war risk in an era of persistent conflict

Boards & Shareholders

Institutional resilience: Why remediation fails without independent governance challenge

Institutional resilience: Why remediation fails without independent governance challenge

Ethics as strategic value: When compliance becomes a board-level decision tool

Ethics as strategic value: When compliance becomes a board-level decision tool

Interpretation precedes execution: Why “just do the work” fails in regulated organizations

Interpretation precedes execution: Why “just do the work” fails in regulated organizations

Compliance professionals need guaranteed job protections so they can report the truth to CEOs and boards of directors

Compliance professionals need guaranteed job protections so they can report the truth to CEOs and boards of directors

CW National Notebook: Boards of directors need more compliance professionals

CW National Notebook: Boards of directors need more compliance professionals

Should Tesla board, compliance rein in Musk? Expert says tech tycoon ‘doubly untouchable’

Should Tesla board, compliance rein in Musk? Expert says tech tycoon ‘doubly untouchable’

Experts explain why IIA’s new global audit rules will be ‘central’ to securing high-quality assurance

Experts explain why IIA’s new global audit rules will be ‘central’ to securing high-quality assurance

U.S. Appeals Court overturns Nasdaq board diversity rule

U.S. Appeals Court overturns Nasdaq board diversity rule

SEC penalizes Rimar CEO, holding company board member $524K total for ‘AI washing’

SEC penalizes Rimar CEO, holding company board member $524K total for ‘AI washing’

Cryptocurrency and Digital Assets

Crypto rules may diverge across jurisdictions, but EU’s MiCA likely to prove most attractive

Crypto rules may diverge across jurisdictions, but EU’s MiCA likely to prove most attractive

Compliance must prepare for post-quantum cryptography requirements in contracts

Compliance must prepare for post-quantum cryptography requirements in contracts

FCA indicates path for future crypto regulation

FCA indicates path for future crypto regulation

Crypto network Paxful will plead guilty to BSA violations stemming from long-running compliance lapses

Crypto network Paxful will plead guilty to BSA violations stemming from long-running compliance lapses

SEC exam priorities for 2026 signal heightened focus on firmwide compliance

SEC exam priorities for 2026 signal heightened focus on firmwide compliance

FINTRAC hits British Columbia crypto firm with record $125M penalty for AML failures

FINTRAC hits British Columbia crypto firm with record $125M penalty for AML failures

Binance’s Changpeng Zhao receives presidential pardon from Trump

Binance’s Changpeng Zhao receives presidential pardon from Trump

Tracing Illicit Crypto: How to leverage blockchain analytics for effective AML compliance

Tracing Illicit Crypto: How to leverage blockchain analytics for effective AML compliance

EU targets crypto, fintech firms in push to tackle money laundering

EU targets crypto, fintech firms in push to tackle money laundering

The GENIUS Act: A new era for U.S. crypto regulation

The GENIUS Act: A new era for U.S. crypto regulation

OCC says Anchorage Digital has fulfilled its AML compliance obligations

OCC says Anchorage Digital has fulfilled its AML compliance obligations

Regulatory overhaul: SEC’s “project crypto” sets path for U.S. crypto primacy

Regulatory overhaul: SEC’s “project crypto” sets path for U.S. crypto primacy

Culture

WIC Summit Notebook: Hybrid and remote work are great, but career progression is still in-person

WIC Summit Notebook: Hybrid and remote work are great, but career progression is still in-person

Supply chain disruptions caused by Republican policies should be managed

Supply chain disruptions caused by Republican policies should be managed

Inside the Mind of the CCO: Compliance in an uncertain world, still with fuzzy reporting lines

Inside the Mind of the CCO: Compliance in an uncertain world, still with fuzzy reporting lines

Deloitte survey: AI adoption raising concerns about trust, reputational damage, ethics

Deloitte survey: AI adoption raising concerns about trust, reputational damage, ethics

Big Four score: EY, KPMG, PwC, Deloitte among Fortune’s 100 best companies list

Big Four score: EY, KPMG, PwC, Deloitte among Fortune’s 100 best companies list

Ten tips to improve your compliance training program

Ten tips to improve your compliance training program

First four ‘Excellence in Compliance Awards’ finalists revealed

First four ‘Excellence in Compliance Awards’ finalists revealed

Boeing discloses SEC probe; toxic culture raises flags

Boeing discloses SEC probe; toxic culture raises flags

‘Crisis of Conscience’ explores culture crises, whistleblowers that uncovered them

‘Crisis of Conscience’ explores culture crises, whistleblowers that uncovered them

Apple, Walmart among compliance winners of 2019

Apple, Walmart among compliance winners of 2019

TPRM from a third-party perspective

TPRM from a third-party perspective

ESG/Social Responsibility

Ethics & Culture

Why compliance managers should be looking for career opportunities in national security teams

Why compliance managers should be looking for career opportunities in national security teams

2026 Excellence in Compliance Awards – Compliance Innovator of the Year finalists

2026 Excellence in Compliance Awards – Compliance Innovator of the Year finalists

2026 Excellence in Compliance Awards – Rising Star in Compliance Finalists

2026 Excellence in Compliance Awards – Rising Star in Compliance Finalists

2026 Excellence in Compliance Awards – CCO of the Year finalists

2026 Excellence in Compliance Awards – CCO of the Year finalists

Compliance pros Lomax, Kim added to the Compliance Week Advisory Board

Compliance pros Lomax, Kim added to the Compliance Week Advisory Board

2026 Excellence in Compliance Awards – Compliance Mentor of the Year finalists

2026 Excellence in Compliance Awards – Compliance Mentor of the Year finalists

2026 Excellence in Compliance Awards – Compliance Program of the Year finalists

2026 Excellence in Compliance Awards – Compliance Program of the Year finalists

Hong Kong wants to know if your bank has a culture problem

Hong Kong wants to know if your bank has a culture problem

Joe Murphy named CW’s 2026 Lifetime Achievement in Compliance Award Winner

Joe Murphy named CW’s 2026 Lifetime Achievement in Compliance Award Winner

The AI On-Ramp: How compliance can prepare to implement AI

The AI On-Ramp: How compliance can prepare to implement AI

False Claims Act enforcement themes for 2026

False Claims Act enforcement themes for 2026

How Ethics & Compliance Teams are Adopting AI

How Ethics & Compliance Teams are Adopting AI

Europe

EU and U.K. asset managers must adapt for T+1 settlement now to start testing in 2027

EU and U.K. asset managers must adapt for T+1 settlement now to start testing in 2027

New report shows how illegal mining intersects with financial crimes

New report shows how illegal mining intersects with financial crimes

Compliance must focus on corruption as EU and U.K. seek to tackle rising risks

Compliance must focus on corruption as EU and U.K. seek to tackle rising risks

U.K. and EU commit to extending Russian sanctions and strengthening enforcement

U.K. and EU commit to extending Russian sanctions and strengthening enforcement

International agents take down major site where criminals traded stolen corporate info

International agents take down major site where criminals traded stolen corporate info

Sanctions enforcement set to increase, but gaps and inconsistency create compliance risks

Sanctions enforcement set to increase, but gaps and inconsistency create compliance risks

European regulators fine banks for compliance failures and warn more investigations will follow

European regulators fine banks for compliance failures and warn more investigations will follow

New EU rules will force companies to come clean on pay

New EU rules will force companies to come clean on pay

Q&A with Norm Ashkenas, CCO at Robinhood, on compliance challenges, opportunities and being a strategic adviser

Q&A with Norm Ashkenas, CCO at Robinhood, on compliance challenges, opportunities and being a strategic adviser

Prada cleans up supply chain with zero tolerance for compliance failings

Prada cleans up supply chain with zero tolerance for compliance failings

‘Significant’ rule changes for EU alternative investment funds set for April 16

‘Significant’ rule changes for EU alternative investment funds set for April 16

EU investigation into Grok may expose problems with DSA rather than compliance failings

EU investigation into Grok may expose problems with DSA rather than compliance failings

Financial Services

FCA sets out plans for industry to compensate 12.1 million for car finance scandal

FCA sets out plans for industry to compensate 12.1 million for car finance scandal

U.K. financial regulator and Ombudsman set out modernization plan for consumer redress

U.K. financial regulator and Ombudsman set out modernization plan for consumer redress

CFTC sues states to assert exclusive jurisdiction over prediction markets

CFTC sues states to assert exclusive jurisdiction over prediction markets

FinCEN proposes overhaul AML rules, would end 2024 risk assessment requirements

FinCEN proposes overhaul AML rules, would end 2024 risk assessment requirements

FTC warns VISA and other processors that company policies may lead to debanking

FTC warns VISA and other processors that company policies may lead to debanking

Ex-Capula CCO refiles whistleblower retaliation lawsuit

Ex-Capula CCO refiles whistleblower retaliation lawsuit

Bank of England tightens liquidity requirements for UK banks

Bank of England tightens liquidity requirements for UK banks

The dos and don’ts of responding to a World Bank integrity audit

The dos and don’ts of responding to a World Bank integrity audit

BoA settles class-action related to its dealings with Jeffrey Epstein

BoA settles class-action related to its dealings with Jeffrey Epstein

SEC’s Uyeda: ‘Enforcement is the wrong way’ to handle off-channel communications

SEC’s Uyeda: ‘Enforcement is the wrong way’ to handle off-channel communications

SEC enforcement priorities revert back to basics

SEC enforcement priorities revert back to basics

FCA drive to reduce its investigation costs likely to add to compliance burden for smaller firms, warn experts

FCA drive to reduce its investigation costs likely to add to compliance burden for smaller firms, warn experts

Internal Controls

Compliance Career Forum

Compliance Career Forum

U.S. tariffs and compliance: what U.K. and EU companies need to consider

U.S. tariffs and compliance: what U.K. and EU companies need to consider

Ex-FBI informant says three things can save companies from themselves

Ex-FBI informant says three things can save companies from themselves

PCAOB fines PwC Israel $2.75M amid ongoing sweep for internal training exam cheating

PCAOB fines PwC Israel $2.75M amid ongoing sweep for internal training exam cheating

BSA failures lead to $42M fine for Brink’s over unregistered cash shipments to Mexico

BSA failures lead to $42M fine for Brink’s over unregistered cash shipments to Mexico

What’s Keeping Compliance Leaders Up at Night? Struggles and Strategies for 2025

What’s Keeping Compliance Leaders Up at Night? Struggles and Strategies for 2025

CPSC fines Google-owned Fitbit $12M for failing to report smartwatch burn hazard

CPSC fines Google-owned Fitbit $12M for failing to report smartwatch burn hazard

CW nomination deadline for 2025 ‘Excellence in Compliance Awards’ closed

CW nomination deadline for 2025 ‘Excellence in Compliance Awards’ closed

SEC slams WWE founder Vince McMahon for misstatements caused by hush money payments

SEC slams WWE founder Vince McMahon for misstatements caused by hush money payments

OCC orders Bank of America to shore up BSA/AML, sanctions compliance programs

OCC orders Bank of America to shore up BSA/AML, sanctions compliance programs

McKinsey & Co. to pay $650M, improve compliance over opioid advice to Purdue Pharma

McKinsey & Co. to pay $650M, improve compliance over opioid advice to Purdue Pharma

SEC fines Morgan Stanley $15M to settle allegations of theft of client funds

SEC fines Morgan Stanley $15M to settle allegations of theft of client funds

Regulatory Enforcement

First case of its kind, DOJ hits IBM with false claims for diversity practices

First case of its kind, DOJ hits IBM with false claims for diversity practices

SEC enforcements dropped in 2025

SEC enforcements dropped in 2025

CMA holds companies responsible for false claims, fake reviews ‘throughout supply chain’

CMA holds companies responsible for false claims, fake reviews ‘throughout supply chain’

Former bank CEO pleads guilty in Venezuela-linked fraud and sanctions violations

Former bank CEO pleads guilty in Venezuela-linked fraud and sanctions violations

DOJ makes good on corporate-friendly enforcement policy with Balt resolution

DOJ makes good on corporate-friendly enforcement policy with Balt resolution

OFAC temporarily lifts sanctions on certain Russian oil shipments

OFAC temporarily lifts sanctions on certain Russian oil shipments

Companies with criminal activity have many ways to avoid prosecution under new DOJ enforcement policy

Companies with criminal activity have many ways to avoid prosecution under new DOJ enforcement policy

Broker-dealer Canaccord pays $80M to FinCEN, admits to willful BSA violations

Broker-dealer Canaccord pays $80M to FinCEN, admits to willful BSA violations

FTC’s two commissioners vote to order Walmart to pay $100M to settle gig driver allegations

FTC’s two commissioners vote to order Walmart to pay $100M to settle gig driver allegations

Former telemedicine company owner gets 7 years for role in $136M kickback scheme

Former telemedicine company owner gets 7 years for role in $136M kickback scheme

Decision time for compliance as U.K. CCI regime ditches formulaic reporting to engage investors

Decision time for compliance as U.K. CCI regime ditches formulaic reporting to engage investors

Florida boarding school pays $1.7M for enrolling kids of drug cartel parents

Florida boarding school pays $1.7M for enrolling kids of drug cartel parents

Regulatory Policy

New DOJ fraud division means broad realignment of resources and attorneys

New DOJ fraud division means broad realignment of resources and attorneys

U.K. competition regulator ‘very likely’ to use new enforcement powers despite government’s pro-growth agenda

U.K. competition regulator ‘very likely’ to use new enforcement powers despite government’s pro-growth agenda

SEC gets ball rolling on ending quarterly reporting, as investors urge caution

SEC gets ball rolling on ending quarterly reporting, as investors urge caution

Compliance main complaint raised by whistleblowers to U.K. financial regulator

Compliance main complaint raised by whistleblowers to U.K. financial regulator

OFAC creates online portal for self-disclosing sanctions violations

OFAC creates online portal for self-disclosing sanctions violations

When AI Is Forced on Compliance: the ECCP as your Guide

When AI Is Forced on Compliance: the ECCP as your Guide

U.K. Employment Rights Act will lead to rise in tribunal claims

U.K. Employment Rights Act will lead to rise in tribunal claims

U.K. government scraps long-awaited audit reforms to prioritize growth

U.K. government scraps long-awaited audit reforms to prioritize growth

EU vows to reform financial single market rules to unlock growth and boost investment

EU vows to reform financial single market rules to unlock growth and boost investment

From NATO to nature crime. A practitioner’s perspective on greenwashing

From NATO to nature crime. A practitioner’s perspective on greenwashing

EU agrees rules to make payment providers and online platforms liable for customer fraud losses

EU agrees rules to make payment providers and online platforms liable for customer fraud losses

SFO guidance on evaluating compliance programs short on specifics, experts say

SFO guidance on evaluating compliance programs short on specifics, experts say

Risk Management

If financial services firms don’t want more AI rules, comply with existing regs, experts warn

If financial services firms don’t want more AI rules, comply with existing regs, experts warn

When AI acts: The compliance challenge of agentic systems

When AI acts: The compliance challenge of agentic systems

Experts urge stronger compliance involvement to mitigate AI liability

Experts urge stronger compliance involvement to mitigate AI liability

New York governor’s veto narrows scope of New York LLC Transparency Act; Here’s What to Know

New York governor’s veto narrows scope of New York LLC Transparency Act; Here’s What to Know

The State of Third-Party Risk Assessments 2026: Benchmarking the Maturity Gap

The State of Third-Party Risk Assessments 2026: Benchmarking the Maturity Gap

Start considering contracts as part of your compliance infrastructure

Start considering contracts as part of your compliance infrastructure

National Fraud Enforcement Division: A dangerous escalation of compliance risk

National Fraud Enforcement Division: A dangerous escalation of compliance risk

Oil and gas executives mull the real costs of Venezuelan oil

Oil and gas executives mull the real costs of Venezuelan oil

Risk literacy as a compliance accelerator: Teaching the business to speak risk

Risk literacy as a compliance accelerator: Teaching the business to speak risk

Six AI questions compliance officers must answer in 2026

Six AI questions compliance officers must answer in 2026

Experts outline core skills compliance teams need to develop in 2026

Experts outline core skills compliance teams need to develop in 2026

How to identify and mitigate risks posed by Foreign Terrorist Organizations

How to identify and mitigate risks posed by Foreign Terrorist Organizations

Sanctions

FinCEN flags $9 billion in Iranian shadow-banking activity, citing SARs filings from U.S. banks

FinCEN flags $9 billion in Iranian shadow-banking activity, citing SARs filings from U.S. banks

Extra-territorial rules: How to navigate global compliance complexity

Extra-territorial rules: How to navigate global compliance complexity

Compliance in the spotlight as tariffs, sanctions turn into geopolitical weapons

Compliance in the spotlight as tariffs, sanctions turn into geopolitical weapons

Fraud, money laundering, and sanctions prompt global regulators to increase scrutiny of law firms

Fraud, money laundering, and sanctions prompt global regulators to increase scrutiny of law firms

Risks for corporations doing business in Mexico have skyrocketed under Trump

Risks for corporations doing business in Mexico have skyrocketed under Trump

OFAC cracks down on Iran’s oil trade with new sanctions sweep

OFAC cracks down on Iran’s oil trade with new sanctions sweep

NY plastics manufacturer fined $6.8M for underpaying customs duties on imported Chinese resin

NY plastics manufacturer fined $6.8M for underpaying customs duties on imported Chinese resin

Poor monitoring of sanctions compliance led to thousands of violations, $11.8M fine for brokerage firm

Poor monitoring of sanctions compliance led to thousands of violations, $11.8M fine for brokerage firm

Harman Industries, despite self-reporting violating U.S. sanctions on Iran, fined $1.4M

Harman Industries, despite self-reporting violating U.S. sanctions on Iran, fined $1.4M

OFAC fines logistics company Key Holding $609k for violating U.S. sanctions on Cuba

OFAC fines logistics company Key Holding $609k for violating U.S. sanctions on Cuba

DOJ targets $14.6B in health care fraud with focus on transnational crime

DOJ targets $14.6B in health care fraud with focus on transnational crime

Surveys & Benchmarking

CW survey: Compliance teams struggling with AI implementation and trust issues

CW survey: Compliance teams struggling with AI implementation and trust issues

CW survey finds compliance teams struggling to scale due diligence beyond direct vendors

CW survey finds compliance teams struggling to scale due diligence beyond direct vendors

CW survey finds compliance teams struggling to scale due diligence beyond direct vendors

CW survey finds compliance teams struggling to scale due diligence beyond direct vendors

How Ethics & Compliance Teams Are Adopting Artificial Intelligence (AI) Tools

How Ethics & Compliance Teams Are Adopting Artificial Intelligence (AI) Tools

Inside the Mind of the CCO survey 2025

Inside the Mind of the CCO survey 2025

Compliance survey shows clawback policies and cooperation tools largely unused

Compliance survey shows clawback policies and cooperation tools largely unused

Study: Compliance managers must set rules in race to adopt AI agents and copilots

Study: Compliance managers must set rules in race to adopt AI agents and copilots

COSO’s draft corporate governance framework provides roadmap to compliant business practices

COSO’s draft corporate governance framework provides roadmap to compliant business practices

Survey: Compliance, now at the leadership table, navigates an uncertain risk landscape

Survey: Compliance, now at the leadership table, navigates an uncertain risk landscape

Inside the Mind of the CCO: Salaries level out in 2024

Inside the Mind of the CCO: Salaries level out in 2024

Under intense reg scrutiny, compliance teams report implementing off-channel comms policies

Under intense reg scrutiny, compliance teams report implementing off-channel comms policies

Survey: Compliance faces ‘epistemic risk’ of Trump administration

Survey: Compliance faces ‘epistemic risk’ of Trump administration

Supply Chain

Costco sues federal government over Trump-era tariffs, seeks refund rights

Costco sues federal government over Trump-era tariffs, seeks refund rights

Forced labor risks push global supply chains into compliance crosshairs

Forced labor risks push global supply chains into compliance crosshairs

Tariffs, Trade, and TPRM: Adapting to Global Regulatory Change and Supply Chain Disruption in 2025

Tariffs, Trade, and TPRM: Adapting to Global Regulatory Change and Supply Chain Disruption in 2025

Ethics & Compliance Summit notebook: When it comes to trust, make sure to verify

Ethics & Compliance Summit notebook: When it comes to trust, make sure to verify

White House, BIS attempt to strengthen AI chip export controls in final days of Biden presidency

White House, BIS attempt to strengthen AI chip export controls in final days of Biden presidency

Top 5 risks for 2025: U.S. uncertainty, global trade war, digital attacks

Top 5 risks for 2025: U.S. uncertainty, global trade war, digital attacks

U.K. Employment Rights Bill triggers debate over flexibility vs. exploitation

U.K. Employment Rights Bill triggers debate over flexibility vs. exploitation

New U.K. enforcement body piles pressure on sanctions evaders

New U.K. enforcement body piles pressure on sanctions evaders

Commerce Dept. unveils new supply chain risk assessment tool

Commerce Dept. unveils new supply chain risk assessment tool

Third Party Risk

Hidden supply-web risks in MSPs and MSSP contracts

Hidden supply-web risks in MSPs and MSSP contracts

EU financial firms must prepare now for new rules on critical third-party arrangements

EU financial firms must prepare now for new rules on critical third-party arrangements

Write supply chain resilience into the contract

Write supply chain resilience into the contract

TPRM – Best Practices for Calculating Inherent Risk

TPRM – Best Practices for Calculating Inherent Risk

Navigating Evolving Banking Regulations in the U.S. and Canada

Navigating Evolving Banking Regulations in the U.S. and Canada

Banking Compliance in 2025: Key Trends and Future-Proofing Strategies

Banking Compliance in 2025: Key Trends and Future-Proofing Strategies

No Longer Optional: The Future of AI in TPRM

No Longer Optional: The Future of AI in TPRM

TPRM programs can prove their worth by limiting damage of cyberattacks, data breaches

TPRM programs can prove their worth by limiting damage of cyberattacks, data breaches

Slow Vendors, Changing Risks: The Compliance Customization Gap

Slow Vendors, Changing Risks: The Compliance Customization Gap

Get Off the Assessment Treadmill: Taking a data-first, questionnaire-second approach to TPRM

Get Off the Assessment Treadmill: Taking a data-first, questionnaire-second approach to TPRM

Navigating compliance: A guide for small teams to tackle Cybersecurity Maturity Model Certification

Navigating compliance: A guide for small teams to tackle Cybersecurity Maturity Model Certification

DOJ fines MORSE Corp $4.6M for lax cyber controls amid crack down on federal contractors

DOJ fines MORSE Corp $4.6M for lax cyber controls amid crack down on federal contractors

Whistleblowers

Creating effective compliance messages for specific employee groups

Creating effective compliance messages for specific employee groups

SEC reportedly denying record percentage of whistleblower claims

SEC reportedly denying record percentage of whistleblower claims

Building A Whistleblower Program That Drives Real Outcomes

Building A Whistleblower Program That Drives Real Outcomes

CW National Notebook: Despite uncertainty, whistleblowers still have incentives to report misconduct

CW National Notebook: Despite uncertainty, whistleblowers still have incentives to report misconduct

Trump is making it harder for whistleblowers. That’s a problem for corporate America

Trump is making it harder for whistleblowers. That’s a problem for corporate America

As DOJ pivots away from white-collar enforcement, is FCPA still relevant?

As DOJ pivots away from white-collar enforcement, is FCPA still relevant?

DOD health contractors rack up more than $100M in excess payments, DOJ alleges

DOD health contractors rack up more than $100M in excess payments, DOJ alleges

CFTC takes acting off enforcement director’s title

CFTC takes acting off enforcement director’s title

DOJ orders Lockheed Martin to pay $30M over defective pricing on F-35 contracts

DOJ orders Lockheed Martin to pay $30M over defective pricing on F-35 contracts

Five reasons why I’m excited about CW’s Cyber Risk & Data Privacy Summit

Five reasons why I’m excited about CW’s Cyber Risk & Data Privacy Summit

Walgreens ducked compliance, filled fake opioid prescriptions, DOJ suit alleges

Walgreens ducked compliance, filled fake opioid prescriptions, DOJ suit alleges

Most Popular

2026 Excellence in Compliance Awards – Compliance Innovator of the Year finalistsApril 13, 2026

How Does AI Affect Your Business Case For Compliance Technology Investment?April 2, 2026

2026 Excellence in Compliance Awards – Compliance Program of the Year finalistsApril 13, 2026

SEC enforcements dropped in 2025April 13, 2026

CFTC sues states to assert exclusive jurisdiction over prediction marketsApril 13, 2026