- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Nancy Jardini’s experience in public interest roles has uniquely prepared her for her most challenging—and rewarding role—leading compliance and ethics for mortgage financing giant Fannie Mae.
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Margaret Holmes Tibbets, chief compliance officer at financial technology company Pipe, explains how firms are facing an existential compliance crisis, and to survive they’ll need to overcome not one but two hurdles.
The Supreme Court of the United States ruled that the Securities and Exchange Commission’s practice of using in-house tribunals overseen by an administrative judge to adjudicate securities fraud cases is unconstitutional.
Keeping track of regulations and understanding how they affect your business can be a hot mess without proper organization and collaboration, experts said at Compliance Week’s Women in Compliance Summit, held June 3-4, in Atlanta.
