- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2015-09-30T10:15:00
The Securities and Exchange Commission has added another round of supplemental guidance to its growing list of “frequently asked questions” regarding Volcker Rule compliance. The latest updates, released on Sept. 25, address CEO attestation and compliance program requirements for market-making activities. More inside.
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2018-04-16T10:00:00Z By Joe Mont
Since the day the Dodd-Frank Act was passed nearly a decade ago, the Volcker rule has been a burr under the saddle for Republicans. Now, their complaints are a lot closer to having a remedy, with plans to ease the rule’s burden on community banks.
2017-08-01T10:45:00Z By Joe Mont
While members of the Trump Administration wave off persistent critics, rule changes are starting to take root, notably for the Volcker rule.
2017-04-04T09:00:00Z By Joe Mont
When to expect a Dodd-Frank overhaul, and what it may mean, remains uncertain. But recent Congressional hearings offer a glimpse of what may be in the offing.
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