LOYAL3, a social technology platform for investors, has appointed Dana Schmidt as chief compliance officer.
In this capacity, Schmidt will manage all regulatory compliance effecting the broker-dealer industry.
Prior to LOYAL3, Schmidt served for seven years as chief compliance officer and chief administrative officer of Microplace, an eBay online broker-dealer, and as a trustee for the PayPal Mutual Funds. Prior to eBay, Dana was Integration Manager for Wells Fargo Funds' $29 billion acquisition of Strong Financial. Prior to Wells, Schmidt spent thirteen years as chief compliance officer and chief administrative officer for Montgomery Asset Management, following several years at Morgan Stanley.
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