- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
LockPath, a GRC solutions provider, announced that it is now a member of the American National Standards Institute (ANSI), the official U.S. representative to the International Organization for Standardization. LockPath will be working with ANSI to provide content for the dozens of ISO standards through its GRC solution, the Keylight ...
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Elon Musk, the world’s wealthiest person and the apparent right-hand man of incoming U.S. president Donald Trump, has been taken to court for a third time by the Securities and Exchange Commission for allegedly violating securities law.
Twelve more firms have been dinged with fines by the Securities and Exchange Commission for failing to properly supervise employees who used off-channel communications to conduct company business. In this latest round of enforcement actions, nine investment advisers and three broker-dealers will pay a total of $63 million.
Capital One promised very high interest rates on millions of savings accounts but the bank didn’t deliver, losing customers more than $2 billion, the Consumer Financial Protection Bureau alleged.
