- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By CW Staff2016-09-27T10:00:00
Learning Care Group, a for-profit early education and childcare provider, has named Daniel Follis as executive vice president, general counsel, and chief compliance officer, effective immediately. He will also serve as the company’s corporate secretary, reporting to CEO Barbara Beck.
You are not logged in and do not have access to members-only content.
If you are already a registered user or a member, SIGN IN now.
2025-03-19T11:53:00Z By Adrianne Appel
An investment company and its founder, president, and chief compliance officer flagrantly kept violating mutual fund rules for multiple years after settling with the Securities and Exchange Commission, the SEC said in a complaint against the company.
2025-03-12T16:01:00Z By Adrianne Appel
Two executives at New York-based Momentum Advisors, including the firm’s chief compliance officer, allegedly misappropriated more than $220,000, the Securities and Exchange Commission said.
2025-01-28T15:35:00Z By Aaron Nicodemus
Maria Aristidou Demetriou, chief compliance officer at Cyprus-based Hellenic Bank, spoke to Compliance Week about derisking in the Cypriot banking sector since Russian’s invasion of Ukraine and efforts to combat corruption, money laundering, and sanctions evasion.
Site powered by Webvision Cloud