- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Plan to attend Compliance Week 2017 to learn about the continued growth and operalization of compliance. Why should you consider attending an event one year out? It is because of the strength and character of Compliance Week 2016 that you should block this time off and plan to attend next ...
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The nomination deadline for CW’s fifth annual “Excellence in Compliance Awards” closed March 15. Finalists will be announced in April.
The nomination deadline for CW’s fourth annual “Excellence in Compliance Awards” closed March 31. Winners will be announced in May.
Investment advisory firm HITE Hedge Asset Management and its private fund clients agreed to pay more than $220,000 to settle allegations the firm violated a Securities and Exchange Commission rule concerning short selling.
