All articles by Jeff Dale – Page 16
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ArticleNvidia to pay $5.5M for ‘misleading’ disclosures of crypto mining’s impact
Nvidia agreed to pay a $5.5 million penalty as part of a settlement with the Securities and Exchange Commission concerning disclosures of the impact of crypto mining on its gaming business.
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ArticleSEC accuses Vale of safety audit manipulation in 2019 dam collapse
Brazilian mining company Vale was accused by the Securities and Exchange Commission of making false and misleading safety audit and disclosure claims prior to the January 2019 collapse of its Brumadinho dam.
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ArticleSEC hits ex-Domino’s accountant with nearly $2M insider trading penalty
A former Domino’s Pizza accountant was hit with a nearly $2 million penalty for using nonpublic earnings reports to gain an advantage in illegal trading activity, according to the Securities and Exchange Commission.
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ArticleCFTC: Ex-portfolio manager found liable in commodity pool fraud case
The Commodity Futures Trading Commission announced Edward Walczak, former portfolio manager for Catalyst Capital Advisors, was found liable by a jury for violating the Commodity Exchange Act.
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ArticleBiden to nominate Michael Barr as Fed supervision head
President Joe Biden announced his intent to nominate Michael Barr, a key architect of the Dodd-Frank Act and former Treasury Department assistant secretary, to serve as the Federal Reserve’s vice chair for supervision.
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ArticleSnapchat CCO to step down for ‘sabbatical’
Calling it a “sabbatical” and admitting he’s “ready for a time out,” longtime Snap Chief Compliance Officer Dominic Perella announced he’s planning to step down in the spring.