- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Since 2012, now-defunct Bloxham Stockbrokers, Ireland’s oldest stockbroker, halted all trading activities amid a Central Bank investigation, which uncovered a €5.3 million gap in its accounts. Ireland’s regulatory body, the Chartered Accountants Regulatory Board, has yet to investigate the firm’s accounting practices. In May, the Central Bank banned the company’s ...
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Ireland’s long-running criminal trial against ex-Anglo Irish Bank Chief Sean FitzPatrick ends in acquittal due to prosecutorial incompetence.
A recent survey from Ireland’s Institute of Directors highlights some key aspects of board of directors’ behaviour, including jumping from board to board, often a conflict of interest.
A broker-dealer subsidiary of Toronto-based BMO Financial Group will pay nearly $41 million in penalties to the Securities and Exchange Commission to settle allegations that its traders issued misleading disclosures on bonds for three years, causing $19 million in harm to its customers.
