- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Tammy Whitehouse2014-05-20T12:45:00
A growing number of audit committees are finding themselves in charge of overseeing internal investigations, and some may be ill-prepared to take on the duty.
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2015-10-27T15:15:00Z By Joe Mont
Image: Investigations into rumors of misconduct are part of a compliance officer’s job. Seldom, however, is the task as delicate as when investigating a board member. “You need to think about making decisions knowing that the facts may end up completely different, once it is all done,” Adam Frankel, general ...
2015-08-04T16:45:00Z By Karen Kroll
Image: The damage wrought by inept internal investigations can go well beyond wasted time and money; they can cause civil litigation, enforcement risk, and bad publicity. This week we have a refresher on principles for good internal investigations, something every compliance officer must know how to do well. “Ninety percent ...
2015-03-10T13:15:00Z By Joe Mont
Image: What role should compliance officers have in investigations and discipline? How can they maintain independence during an investigation and subsequent sanctions decisions, while developing an effective strategy for what happens next? We talked to Jim Zappa, chief compliance officer at 3M Corp. about his approach. Zappa will be among ...
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