All Internal Controls articles – Page 41
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Article
Finding the hidden risks in sales practices
As financial institutions pursue aggressive new sales goals, organizations need proactive, independent review of their own sales practices, write guest columnists Chris Sicuranza and Paul Noring.
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Blog
harmon.ie humanizes document and e-mail capture
harmon.ie has unveiled new capabilities of its information governance solution designed to give organizations an easy way to properly manage important e-mails and documents as business records in SharePoint without asking employees to complicate their daily routine.
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Article
Ethics lessons from the Flint water crisis
Flint’s lead-poisoned water is more than just a technical failure, writes Jaclyn Jaeger. It’s a systemic governmental failure with leadership as toxic as Flint’s water itself.
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Article
The science of compliance
Carrie Penman of NAVEX Global uses her background as a scientist to forge an unconventional, and highly successful career in ethics & compliance, writes Bill Coffin.
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Blog
How JPMorgan Chase avoided prosecution over ‘Sons and Daughters’
At one time, it looked like JPMorgan Chase had landed in fairly hot water with its ‘Sons and Daughters’ bribery scandal. But for every misstep, says Tom Fox, there is a path to freedom.
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Article
Q&A: The compliance and legal ties that bind
Jaclyn Jaeger talks with Carey Roberts, deputy general counsel and chief compliance officer of Marsh & McLennan Cos., about her unique dual legal and compliance role.
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Resource
Technology’s emergence into the world of internal controls
Title: Technology’s emergence into thThis e-book also will explore other emerging developments in internal controls, such as COSO’s Fraud Risk Management Guide, the case for why audit committees and compliance officers would be wise to consider it, and the inefficiencies they may be losing out on if they don’t. Lastly, ...
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ArticleMy Compliance Library: Is it time for an incentive mine sweep?
Richard Bistrong and Marc Hodak discuss pay-for-performance and its role in corporate ethics and compliance policies.
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Article
Ready for Justice Department scrutiny of your compliance program?
Nobody wants the Department of Justice to take a critical look at their compliance program. But Gejaa Gobena has some tips for how to survive the process.
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Article
The smart money is on corporate social responsibility
Corporate social responsibility isn’t just a feel-good exercise. It pays off huge dividends in the problems it prevents, writes Jaclyn Jaeger.
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Blog
Starwood Hotels and Resorts compliance leader joins Squire Patton Boggs
Jose Martin Davila, who most recently served as director of compliance for Americas and French Polynesia at Starwood Hotels and Resorts Worldwide, has joined as of counsel in the government investigations and white-collar practice of law firm Squire Patton Boggs, based in Miami.
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Article
Big bucks mean big headaches as CEOs face personal scrutiny
The era of “plausible deniability” for CEOs may be coming to an end as pay scrutiny goes hand-in-hand with personal liability. Joe Mont explores.
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Article
The pros and cons of ISO 37001 certification
ISO has released a new anti-bribery standard, but not everyone is convinced that they actually need it, reports Jaclyn Jaeger.
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Blog
Actiance announces support for Workplace by Facebook
Actiance, a communications compliance, archiving, and analytics provider, has broadened its scope of supported communications channels to include Workplace by Facebook, which publicly launched earlier this month.
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Article
The vital link between compliance and procurement
For many organizations, compliance and procurement only work at all if they work together. But how they work together is something that is unique to every organization. Jaclyn Jaeger explores.
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Blog
Machine Learning capabilities drive new Splunk products
Splunk, a software platform provider for real-time operational intelligence, has released several new versions of its suite of Splunk products: Splunk Enterprise, Splunk IT Service Intelligence, Splunk Enterprise Security, and Splunk User Behavior Analytics. Available on-premises or in the cloud, the newest versions of Splunk solutions leverage machine learning to ...
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Blog
Here come the good guys
The modern compliance profession has labored in the shadows for a decade or more, but now it’s finally getting the recognition it deserves with Compliance Officers Day. More from Bill Coffin.
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Blog
Kroll names new managing director in Investigations and Disputes Practice
Kroll, a risk mitigation, compliance, security, and incident response solutions provider, has appointed Nicole Lamb-Hale as a managing director in the Washington, D.C., office of Kroll’s Investigations and Disputes practice.
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Blog
Internal controls: trust but verify
Tom Fox looks at the recent scandal at Wells Fargo leading to the Consumer Finance Protection Board’s $185 fine and the firing of more than 5,000 employees after basically telling them: “It’s OK to break the law, as long as we make money.”
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Article
Federal contractors brace for insider threat rule
A new Department of Defense rule requires contractors to detect, deter, and mitigate insider threats. But how they should achieve that leaves plenty of gray areas, which does not sit well with contractors. Jaclyn Jaeger reports.