- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Image: The appellate court decision to overturn insider-trading convictions of two Wall Streeters brings clarity to some aspects of the crime. It does not, however, reduce insider-trading risks. Yes, the ruling narrows the scope of such offenses, but “a compliance officer would have to be out of his mind to ...
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Eight business executives, including the billionaire owner of Indian energy company Adani Group, were charged with fraud for their alleged roles in a multi-million bribery scheme to win a solar energy contract in India.
A bank examiner and senior manager at the Federal Reserve Bank of Richmond pled guilty to insider trading after allegedly misappropriating confidential information on seven banks to make profitable trades.
A publicly traded cryptocurrency mining company will pay $10 million and completely change its business model to one with “lower corruption risk” as part of a settlement over violations of the Foreign Corrupt Practices Act (FCPA), two regulators announced.
