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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By CW Staff2015-08-05T14:45:00
IFAM Capital, a wealth management firm, has announced the appointment of John Lauer has been as its new chief operating officer and chief compliance officer.
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News and analysis for the well-informed compliance or audit exec.
Annual Membership best value
Subscribe now for $365
Our lowest price ($1 per day) for one year.
2024-06-27T18:13:00Z By CW Staff
Auto and home insurer MAPFRE USA announced that Daniel Olohan, who has served as general counsel and secretary of the company since 2008, has been appointed chief operating officer, effective Aug. 1.
2024-06-27T18:12:00Z By CW Staff
Cetera Financial Group announced that Gwen Weithaus has been named chief compliance officer for Cetera Investment Services.
2024-06-20T14:52:00Z By CW Staff
Middle-market private equity firm HGGC announced it has named Rachel Stock as general counsel and chief compliance officer.
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