- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By CW Staff2015-08-05T14:45:00
IFAM Capital, a wealth management firm, has announced the appointment of John Lauer has been as its new chief operating officer and chief compliance officer.
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2024-12-26T07:55:00Z By CW Staff
Tokinvest, a marketplace that connects real-world asset issuers with investors, announced the appointment of Mike Mingee as chief compliance officer and money laundering reporting officer.
2024-12-18T07:49:00Z By CW Staff
Cornell Capital announced the promotion of Jennifer Cattier, who joined as chief operating officer and chief compliance officer in 2022, to partner.
2024-12-11T03:25:00Z By CW Staff
Liberty Mutual Insurance announced that Nicole Arangio has been named executive vice president and chief compliance officer, effective Apr 1.
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