- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Karen Kroll2015-03-10T14:00:00
Compliance officers can pick fights with employees over any number of workplace policies. But if you really want daggers drawn and subversive battles at every turn—impose a policy on business travel. Inside, we look at how to defuse that policy management time bomb, as well as the collateral legal damage ...
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2015-03-09T13:30:00Z By Matt Kelly
Image: Good policies are crucial to effective compliance programs—“good,” however, being the part many companies fail to hit. Inside, Compliance Week editor Matt Kelly picks apart the corrosive effect that poor policies can have on corporate culture, starting with the one policy everyone loves to complain about: business travel. Sit ...
2024-12-17T20:57:00Z By Adrianne Appel
The Securities and Exchange Commission charged bankrupt fashion retailer Express with failing to disclose nearly $1 million in perks to a former chief executive, but did not levy a financial penalty thanks to its cooperation, the SEC said.
2021-11-23T21:28:00Z By Aaron Nicodemus
The former CEO of ProPetro Holding Corp. will pay $195,046 to settle SEC charges related to the company’s failure to disclose some of his executive perks and stock pledges to investors. ProPetro avoided a fine because of its remedial efforts.
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