- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2016-12-14T15:45:00
Banks have some new guidance on how to seek an extension for conforming their investments in "illiquid funds" to the Dodd-Frank Act's Volcker Rule. Joe Mont reports.
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2017-08-01T10:45:00Z By Joe Mont
While members of the Trump Administration wave off persistent critics, rule changes are starting to take root, notably for the Volcker rule.
2025-04-11T16:32:00Z By Adrianne Appel
Banks alerted authorities to $1.4 billion in suspicious transactions in 2024, a big assist in the nation’s fight against crime and fentanyl trafficking, according to the Financial Crimes Enforcement Network.
2025-04-10T16:32:00Z By Adrianne Appel
Many financial firms have mere days to notify New York about whether they have complied with the state’s strict cybersecurity regulations, and to gear up for new requirements rolling out May 1 and beyond.
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