- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Image: In a way, the person who submitted false filings to the SEC last month proposing a fictional takeover of Avon Products did the corporate filing community a favor: He reminded everyone how bad the SEC’s EDGAR filing database can be. Ideas to modernize EDGAR are many; ability to achieve ...
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As of Sept. 1, rule and form amendments requiring hyperlinks are in effect. The changes were put in place by the SEC to make it easier for investors and other market participants to find and access exhibits in registration statements and periodic reports.
Aviation maintenance services provider AAR Corp. will pay nearly $56 million to settle charges that it violated the Foreign Corrupt Practices Act when it paid bribes to government officials in Nepal and South Africa.
The U.K. Financial Conduct Authority apologized to investors in peer-to-peer investment firm Collateral for not acting swiftly enough to prevent Collateral from defrauding its customers.
