- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
It was all going so well. Institutional investors had made numerous efforts to comply with new SEC rules monitoring proxy advisers, but fresh legislation—HR 5311—might drive a permanent wedge between corporate boards and proxy advisers. More from columnists Stephen Davis and Jon Lukomnik.
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Keeping track of regulations and understanding how they affect your business can be a hot mess without proper organization and collaboration, experts said at Compliance Week’s Women in Compliance Summit, held June 3-4, in Atlanta.
Compliance Week Advisory Board members Eric Young and Ellen Hunt participate in a debate-style discussion regarding whistleblower-related topics including culture of compliance, monetary incentives, retaliation, and more.
Restaurant operator FAT Brands said it would contest charges announced by the Department of Justice regarding violations of the Sarbanes-Oxley Act related to personal loans made to executive officers.
