- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Hearsay Social, provider of the Predictive Social Suite for financial advisors and insurance agents, last week announced the launch of new mobile applications for iPhone and Android. These applications enable financial professionals to use the new Predictive Social Suite to compliantly engage with their clients and prospects via Facebook, LinkedIn, ...
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Three former executives of Chicago-based Outcome Health, a healthcare technology company, were sentenced for misleading an auditor, clients, lenders, and investors about a scheme to sell $45 million in overbilled advertisements.
Margaret Holmes Tibbets, chief compliance officer at financial technology company Pipe, explains how firms are facing an existential compliance crisis, and to survive they’ll need to overcome not one but two hurdles.
During a panel at Compliance Week’s Financial Crimes and Regulatory Compliance Summit, held June 10-11 in New York, experts discussed nuances in bank-financial technology partnerships, offering best practices for how banks should protect themselves.
