- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
You want a really top-notch ethics and compliance program? Then create a values-based workplace culture and forget about all those check-the-box metrics. Jaclyn Jaeger reports.
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A new survey from Convercent and Compliance Week indicates that the top-performing compliance departments increasingly are starting to invest in technology solutions that support a data-driven program.
Leading compliance programs more often use technology tools than do their peers, according to the results of PwC’s annual State of Compliance study. These include data analysis tools, dashboards, continuous monitoring, data warehousing, data extraction tools, and a GRC solution.
A U.S. Appeals Court overturned a Securities and Exchange Commission rule that had required companies listed on the Nasdaq stock exchange to disclose whether their boards had women or minority members–and if not, why not.
