- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
VersaBank announced the appointment of Tim Bloom as chief risk officer.
Bloom has held senior-level positions at leading financial institutions, including NASDAQ, SOFI Technologies, and the Federal Home Loan Bank of San Francisco.
Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact the CW Editor.
New rules have come into effect across the European Union to promote better cybersecurity and IT resilience across the financial services sector, but experts warn that compliance is likely to be patchy and regulatory enforcement across the bloc perhaps even patchier.
Wedgewood, the largest veterinary compounding pharmacy and a trusted provider of online pharmacy services, announced the appointment of Benjamin Daniels in the newly created role of chief compliance officer and general counsel.
Cannabis hedge fund Navy Capital Green Management agreed to pay $150,000 to settle charges levied by the Securirties and Exchange Commission that the firm misled investors about its AML/CFT policies and allowed a sanctioned Russian oligarch to invest.
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