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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By CW Staff2020-07-23T16:05:00
Brazilian mining company Vale announced the appointment of Denis Cuenca as chief compliance officer following recommendations from an independent investigation committee.
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News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
Annual Membership $499 Value offer
Full price one year membership with auto-renewal.
Membership $599
One-year only, no auto-renewal.
2020-07-29T18:50:00Z By CW Staff
Aegis Capital, a wealth management, financial services, and investment banking firm, announced the hiring of two veteran compliance officers with over 40 years of combined experience in compliance.
2020-07-27T12:09:00Z By Jaclyn Jaeger
HSBC has appointed Christine Lowthian as chief compliance officer US, effective as of July 20.
2024-11-21T20:09:00Z By Ian Sherr
Securities and Exchange Commission Chair Gary Gensler will step down from his position as the top U.S. regulator of Wall Street when Donald Trump is sworn in as president on Jan. 20, ending weeks of speculation about his future.
2024-11-19T14:00:00Z By CW Staff
Commercial real estate finance and advisory services firm Walker & Dunlop announced that Dan Groman will be its executive vice president, general counsel, secretary and chief compliance officer.
2024-11-19T13:56:00Z By CW Staff
MVB Financial Corp has named Joe Rodriguez as chief risk officer.
2024-11-19T13:51:00Z By CW Staff
Bravo Property Trust, an affiliate of Bravo Capital and a leading privately held bridge and construction financing platform, announced the addition of Deborah Ginsberg as the chief operating officer and general counsel.
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