- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By CW Staff2019-10-29T19:51:00
The University of California San Francisco has named Brian Smith as chief ethics and compliance officer, a role he has held in an interim capacity since November 2017.
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2019-10-18T19:07:00Z By CW Staff
BNP Paribas recently announced the appointment of Theresa McCloskey as chief compliance officer for BNP Securities, the company’s registered broker-dealer and futures commission merchant.
2019-10-16T15:17:00Z By CW Staff
Capitala Group, a provider of capital to lower middle market companies, has appointed Kevin Koonts as chief compliance officer and secretary of Capitala Finance.
2019-10-08T14:48:00Z By CW Staff
Aerie Pharmaceuticals has appointed Charlene Davis as vice president and chief compliance officer.
2024-06-27T18:16:00Z By CW Staff
Jio Financial Services announced the appointment of S. Anantharaman as group chief risk officer of the company.
2024-06-27T18:15:00Z By CW Staff
Biopharmaceutical company OnKure announced the appointment of Rogan Nunn as general counsel and secretary.
2024-06-27T18:13:00Z By CW Staff
Auto and home insurer MAPFRE USA announced that Daniel Olohan, who has served as general counsel and secretary of the company since 2008, has been appointed chief operating officer, effective Aug. 1.
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