- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By CW Staff2019-10-29T19:51:00
The University of California San Francisco has named Brian Smith as chief ethics and compliance officer, a role he has held in an interim capacity since November 2017.
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2019-10-18T19:07:00Z By CW Staff
BNP Paribas recently announced the appointment of Theresa McCloskey as chief compliance officer for BNP Securities, the company’s registered broker-dealer and futures commission merchant.
2019-10-16T15:17:00Z By CW Staff
Capitala Group, a provider of capital to lower middle market companies, has appointed Kevin Koonts as chief compliance officer and secretary of Capitala Finance.
2019-10-08T14:48:00Z By CW Staff
Aerie Pharmaceuticals has appointed Charlene Davis as vice president and chief compliance officer.
2025-03-31T19:50:00Z By Oscar Gonzalez
Two former Democratic members of the Federal Trade Commission–Alvaro Bedoya and Rebecca Kelly Slaughter–filed a lawsuit against President Donald Trump and the remaining commissioners, claiming their recent termination was without cause and that the courts should rule their dismissals as “unlawful and ineffective.”
2025-03-19T19:15:00Z By Oscar Gonzalez
President Donald Trump fired two Democratic commissioners serving on the Federal Trade Commission, the regulatory agency overseeing antitrust and consumer protection laws and which has been traditionally independent and staffed by members of both political parties.
2025-01-28T15:06:00Z By CW Staff
Scintilla, a cryptocurrency solutions provider based in the United Arab Emirates, announced the appointment of Janey Schueller as its new chief compliance officer.
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