- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Core banking platform provider Tuum announced the appointment of Stephen Frame as its new head of compliance and risk.
Frame’s experience includes leadership roles such as managing director of a Berlin-based payments firm regulated by BaFin and Deutsche Bundesbank, as well as chief compliance officer for a UK-regulated EMI under the FCA.
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A bank examiner and senior manager at the Federal Reserve Bank of Richmond pled guilty to insider trading after allegedly misappropriating confidential information on seven banks to make profitable trades.
President-elect Donald Trump announced he plans to appoint Cantor Fitzgerald President and CEO Howard Lutnick to lead the U.S. Commerce Department, as the incoming administration is expected to charge import tariffs against friends and foes.
Companies spend huge sums on audit, risk management, and compliance to alert them about potential legal issues before they escalate into serious corporate governance failings. There’s only one problem, however–they often misread their own early warning signs or ignore them altogether.
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