TFSB names TMNA diversity chief as CEO

By CW Staff2024-09-30T20:15:00+01:00

No comments

Toyota Financial Savings Bank (TFSB) named Tellis Bethel, Toyota Motor North America (TMNA) group vice president, chief social innovation officer and chief diversity officer, as its president and CEO.

Bethel brings 18 years of Toyota experience to the role, having previously led a number of crucial functions in risk, treasury, finance, analytics, insurance, finance products, sales, and marketing.

He served as general manager of finance and business analytics, and subsequently vice president of voluntary protection products.

Topics

No comments

Interested in writing for CW?

Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact the CW Editor.

News
TD Bank unit to pay $28M in penalties for failing to properly supervise rogue trader

2024-10-01T15:38:00Z By Aaron Nicodemus

Broker-dealer TD Securities failed to prevent a trader from placing and then withdrawing thousands of false trades over the course of a year in part because its compliance department failed to follow up on red flags generated by the illegal trades, three regulators said.
News Brief
FINRA fines Merrill Lynch, BofA Securities $2.3M for reporting, registration failures

2024-10-01T15:36:00Z By Jeff Dale

The Financial Industry Regulatory Authority issued two separate fines against Merrill Lynch and BofA Securities totaling nearly $2.3 million for reporting violations and failing to timely file amendments on registration forms for their registered representatives.
Webcast
CPE Webcast: IT controls: Navigating the path to a secure digital future

Provided by Riskonnect

A comprehensive IT controls program is crucial to safeguard your organization’s assets, ensure data integrity, and maintain regulatory compliance.

No comments yet

You're not signed in.

TFSB names TMNA diversity chief as CEO

Topics

Interested in writing for CW?

Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact the CW Editor.

Related articles

TD Bank unit to pay $28M in penalties for failing to properly supervise rogue trader

FINRA fines Merrill Lynch, BofA Securities $2.3M for reporting, registration failures

CPE Webcast: IT controls: Navigating the path to a secure digital future

No comments yet

Only registered users can comment on this article.

More from GRC Appointments

Nauticus Robotics announces GC

Leviton’s sustainability chief to also serve as COO

LendingPoint adds risk chief

“For tracking litigation, enforcement, and regulatory developments, Compliance Weekshould be your prime source.”

TFSB names TMNA diversity chief as CEO

Topics

Interested in writing for CW?

Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact the CW Editor. googletag.cmd.push(function() { googletag.display('div-gpt-ad-B'); });

Related articles

TD Bank unit to pay $28M in penalties for failing to properly supervise rogue trader

FINRA fines Merrill Lynch, BofA Securities $2.3M for reporting, registration failures

CPE Webcast: IT controls: Navigating the path to a secure digital future

No comments yet

Only registered users can comment on this article.

More from GRC Appointments

Nauticus Robotics announces GC

Leviton’s sustainability chief to also serve as COO

LendingPoint adds risk chief

“For tracking litigation, enforcement, and regulatory developments, Compliance Week
should be your prime source.”

Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact the CW Editor.