- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Southern Utah University named Lucia Maloy as the institution’s new general counsel.
Maloy has served in a legal counsel capacity for SUU since 2020, most recently serving as associate general counsel for the office of legal affairs.
Prior to this, she practiced as a civil litigator for the Utah Attorney General’s Office.
Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact the CW Editor.
Charter Communications agreed to pay $15 million and put in place a “robust” compliance plan, including cybersecurity upgrades, to settle allegations it didn’t comply with emergency 911 and network outage notification rules, the Federal Communications Commission announced.
The Financial Industry Regulatory Authority ordered Western International Securities to pay $1.5 million for failing to implement a supervisory system to detect and respond to excessive trading, the firm’s fifth consent order with the regulator since 2019.
North Central Health Care announced the appointment of Thomas Onan as compliance officer and risk manager.
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