- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Stratus Financial announced the appointment of Sajal Agarwal as the company’s new chief risk officer.
Agarwal has held senior roles at global financial institutions including Capital One, Wells Fargo, SoFi, and most recently SMBC (Jenius Bank).
Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact the CW Editor.
Uncertainty continues to swirl around a requirement that small businesses and foreign entities file beneficial ownership information with the U.S. Treasury Department.
President Donald Trump announced his intent to nominate Brett Shumate, the current acting head of the Civil Division at the Department of Justice, to assistant attorney general of the division. Shumate’s nomination to the arm of the DOJ that primarily handles civil cases comes at a time when Trump’s administration ...
Mako Financial Markets Partnership will pay $2.1 million (1.7 million pounds) in penalties to the U.K. Financial Conduct Authority to settle allegations that its financial crime prevention program was ineffective.
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