- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By 
Aaron Nicodemus2022-11-07T20:11:00
The Securities and Exchange Commission (SEC) appointed two regulators within the agency’s Division of Examinations as deputy directors.
On Monday, the SEC announced Keith Cassidy and Natasha Vij Greiner will each be deputy directors for its Division of Examinations. Cassidy is currently national associate director of the division’s Technology Controls Program (TCP), while Greiner is national associate director of the Investment Adviser/Investment Company (IA/IC) examination program.
Both Cassidy and Grenier will remain in their current positions while also serving as deputy directors of the division, the SEC said.
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The Securities and Exchange Commission announced that Division of Examinations Deputy Director Keith Cassidy, who was named interim acting co-director a year ago, will serve as interim acting director going forward.
USAA Federal Savings Bank has been hit with its third cease and desist order from the Treasury Department’s Office of the Comptroller of the Currency in the past five years for failing to correct unsafe and unsound banking practices.
National Philanthropic Trust announced the appointment of Tamara Watts, vice president, legal and general counsel for The Susan Thompson Buffett Foundation, to its board of trustees.
